SITE MAP
Latest News
ICI’s current priority issues
Fund FAQs
Frequently asked questions and background information on different aspects of the investment company industry
Data Highlights
The Institute is the primary source for statistical data on the investment company industry. Institute members represent 95 percent of the total investment company industry's assets. Many ICI statistical releases include not only ICI member data, but also nonmember data from the remaining 5 percent of investment company industry assets.
Policy Research
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Fund Statistics
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Investor Education
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Annual Reports & Fact Books
Annual Reports
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Investor Research
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Statistics
Money Market Funds
Trends in Mutual Fund Investing
Estimated Long-Term Flows
Exchange-Traded Funds
Unit Investment Trusts
Closed-End Funds
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Institutional Market
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Worldwide Market
Current Issues
ICI’s current priority issues
Fund Regulation
Legislation, regulation, and other issues relating to the organization and operation of investment companies, including their relationship with shareholders
Compliance
Issues relating to Chief Compliance Officers, books and records, and regulatory reporting
Disclosure
Legislation, regulation, and other issues relating to information that funds are required to disclose to shareholders, regulators, and other market participants
Enforcement Actions
Material relating to enforcement actions taken by the SEC, IRS, Department of Labor, and other regulatory agencies
Fees
Legislation, regulation, and other issues relating to fees that funds charge; other economic aspects of operating funds
International
Legislation, regulation, and other issues relating to operations of U.S. funds in overseas markets as both issuers and investors; issues involving relationships with foreign regulators, funds, and fund associations
Investment Advisers
Issues relating to the Investment Adviser Act of 1940, both for fund sponsors as investment advisers and for financial intermediaries (broker-dealers, financial planners, and registered investment advisers)
Operations & Technology
Legislation, regulation, and other issues relating to funds’ relationships with suppliers, custodians, transfer agents, distributors, and financial intermediaries; issues surrounding technology used by funds
Accounting
Business Continuity
Custody
Transfer Agency
Privacy
Issues arising around funds’ use of shareholder and other client information and data security
Products
Legislation, regulation, and other issues related to the specific characteristics and operations of particular investment company products (e.g., ETFs, money market funds, closed-end funds)
Closed-End funds
Exchange-Traded Funds
Money Market Funds
Mutual Funds
Unit Investment Trusts
State Issues
Legislation, regulation, and other issues arising in individual states seeking to tax, regulate, or otherwise affect fund operations
Retirement
Legislation, regulation, and other issues relating to saving for retirement and education, and the use of mutual funds and other investment companies in those markets
Education
Retirement
Financial Markets
Issues related to funds as investors and the proper operation of markets, exchanges, and corporate issuers to protect the interests of investors
Domestic Financial Markets
Global Financial Markets
Fund Governance
Legislation, regulation, and other issues related to fund boards and oversight, including boards’ role in regulatory compliance
Corporate Governance
Directors & Fund Governance
Taxes
Legislation, regulation, and other issues relating to taxation of investment income, particularly taxation of investment companies and shareholder returns
Upcoming Events
Recent Event Highlights
News Releases
Speeches & Commentaries
Media Contacts
Information on how to contact ICI.
