2011 Operations and Technology Conference
May 4–6, 2011
Washington, DC

The Way Forward with Fund Investors

At ICI's 2011 Operations and Technology Conference held May 4–6 in Washington, DC, sessions addressed timely operations and technology leadership challenges. Video from selected sessions is included below. See all the highlights from the event at the GMM website.

Wednesday, May 4

Welcome and Opening Remarks 

  • Greg Johnson
    Chairman, General Membership Meeting Planning Committee
    President and CEO, Franklin Resources, Inc.


Chairman's Address 

  • Edward Bernard
    Chairman, Investment Company Institute
    Vice Chairman, T. Rowe Price Group, Inc.


GMM Policy Forum 

  • Timothy F. Geithner
    Secretary, United States Department of the Treasury
  • Paul Schott Stevens
    President and CEO, Investment Company Institute


Thursday, May 5

Operations and Technology Leadership Roundtable

  • Stuart Bowers, Moderator
    Chief Operating Officer,
    DST Brokerage Solutions
  • Robert Adams
    Executive Vice President,
    National Financial Services
  • Gudrun Neumann
    Senior Vice President and Chief Technology Officer,
    American Century Investments
  • Gerard F. Scavelli
    President, Mutual Fund Solutions,


DTCC and the Fund Industry: Meeting the Needs of Investors

  • Donald Boteler, Facilitator
    Vice President, Operations,
    Investment Company Institute
  • Donald F. Donahue
    CEO, Depository Trust & Clearing Corporation
  • Ann Bergin
    Managing Director and General Manager, Wealth Management Services, Depository Trust & Clearing Corporation


The Operational Impact of Key Regulatory Initiatives

  • Jim Volk, Moderator
    Chief Accounting Officer and Chief Compliance Officer,
    SEI Investment Manager Services
  • Mary Corcoran
    Senior Vice President,
    Invesco Investment Services
  • James Waters
    Vice President,
    Goldman Sachs Asset Management
  • Robert Zack
    EVP and General Counsel—Corporate,
    OppenheimerFunds, Inc.


Friday, May 6

Breakfast Session: A Regulatory Update Featuring SEC Chairman Mary Schapiro 

  • Mary Schapiro
    Chairman, U.S. Securities and Exchange Commission


Intelligent Risk Management: Why It Is Everyone's Responsibility

  • Kate Ives, Moderator
    Senior Vice President and Deputy General Counsel, OppenheimerFunds, Inc.
  • Robert Baillargeon
    Executive Vice President and Chief Risk Officer, State Street Global Markets
  • Deborah Seidel
    Vice President, T. Rowe Price Services
  • Robert W. Smith
    Senior Vice President, Franklin Templeton Investor Services