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- ICI Comment Letters
- Focus on Funds: Landmark European Financial Regulation Faces Reform
Jul 24, 2020
- ICI: “Vitally Important" That Financial Markets Remain Open
Mar 19, 2020
- Focus on Funds: Global Capital Markets Offer New Opportunities
Nov 8, 2019
- Focus on Funds: Asia Is an Increasingly Large and Dynamic Investment Environment
Sep 27, 2019
- Focus on Funds: China’s Capital Markets Beckon for Global Fund Managers
Sep 20, 2019
- ICI Global Joins Letter Urging UK Recognition of EEA Trading Venues in Preparation for Brexit (pdf)
Apr 8, 2019
- Focus on Funds: Funds’ Focus on Investors Powers the Capital Markets
Apr 5, 2019
- Focus on Funds: Technology, with Human Touch, Is Best Formula for Investor Engagement
Mar 29, 2019
- ICI Global Joins Letter Urging EU Recognition of UK Trading Venues in Preparation for Brexit (pdf)
Feb 28, 2019
- Focus on Funds: New Trends Reshape Global Fund Management
Jul 6, 2018
- Focus on Funds: General Membership Meeting Takes on the Biggest Industry Trends
Jun 1, 2018
- Focus on Funds: Top Trends in Emerging Market Investment
May 18, 2018
- Focus on Funds: Divergent Views Appearing Between American and European Regulators
May 11, 2018
- Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
Dec 15, 2017
- ICI Global Praises Effort to Foster Growth in the European Corporate Bond Market
Nov 24, 2017
- ICI Global Seeks Regulatory Coordination and Other Measures to Expand the ARFP’s Success
Sep 19, 2017
- Comment Letter on Host Economy Laws and Regulations for ARFP Funds (pdf)
Sep 18, 2017
- Focus on Funds: A View of Global Asset Management Trends
Aug 11, 2017
- Focus on Funds: Sweeping Changes for Global Funds
Jun 9, 2017
- Focus on Funds: Finding Growth in Today’s Capital Markets
Apr 28, 2017
- Focus on Funds: How Global Asset Managers Are Planning for Brexit
Apr 21, 2017
- For T+2, It’s All Systems Go
Apr 14, 2017
- Focus on Funds: Top Concerns for Global Funds as Brexit Begins
Apr 7, 2017
- Market Access for Regulated Fund Managers in the United States and European Union (pdf)
Mar 23, 2017
- ICI Global Response to the European Commission's Consultation on the CMU Mid-Term Review (pdf)
Mar 17, 2017
- Joint Trades Submit Supplemental Comment Letter to European Regulators Requesting Relief from the March 1 Variation Margin Compliance Date (pdf)
Feb 21, 2017
- ICI Global Submits Comment Letter on IOSCO Consultation on Order Routing Incentives (pdf)
Feb 21, 2017
- ICI Global Comment Letter on the Interim Report of the UK FCA's Asset Management Market Study (pdf)
Feb 20, 2017
- ICI Global Responds to CPMI-IOSCO Consultation on Resilience and Recovery of Central Counterparties (pdf)
Oct 17, 2016
- ICI Global Submits Comment Letter to FSB on Resolution Planning for Central Counterparties (pdf)
Oct 17, 2016
- ICI Global Submits Comment Letter on IOSCO Consultation Report Examining Liquidity of the Secondary Corporate Bond Markets (pdf)
Oct 3, 2016
- ICI Global Files Letter on Canadian Systemic Risk Legislation (pdf)
Jul 7, 2016
- ICI Global Comments on Implementing Regulation under MiFID II and MiFIR (pdf)
Mar 2, 2015
- ICI and ICI Global Comment Letters to Prudential Regulators and CFTC on Proposed Margin Requirements for Uncleared Swaps (pdf)
Nov 24, 2014
- ICI and ICI Global Comment Letter on Use of Customer Margin for Recovery of Clearinghouses (pdf)
Oct 10, 2013
- ICI and ICI Global Submit Comment Letter on EU Clearing Obligation (pdf)
Sep 10, 2013
- ICI and ICI Global File Further Comment Letter with CFTC On Proposed Cross-Border Guidance (pdf)
Jul 5, 2013
- ICI and ICI Global Comment on ASIC's Consultation on Dark Liquidity and High-Frequency Trading (pdf)
May 10, 2013
- ICI and ICI Global Comment on IOSCO's Market Structure Consultation (pdf)
May 10, 2013
- ICI and ICI Global Comment Letter to Basel Committee and IOSCO in Response to Near-Final Proposal on Margin Requirements for Uncleared Derivatives (pdf)
Mar 14, 2013
- ICI and ICI Global Comment Letter to the Monetary Authority of Singapore in Response to Consultation Paper on Draft Regulations for Trade Repositories and Clearing Facilities (pdf)
Feb 14, 2013
- ICI and ICI Global Submit Comments to IOSCO on Financial Benchmarks (pdf)
Feb 11, 2013
- ICI and ICI Global Comment Letter on CFTC's Further Proposed Interpretive Guidance on the Cross-Border Application of Certain Swaps Provisions (pdf)
Feb 6, 2013
- ICI and ICI Global's Comment Letter on ESMA's Consultation on MiFID Remuneration Policies (pdf)
Dec 7, 2012
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf)
Nov 29, 2012
- Assessing the Impact of Global Regulatory Reform—Are We Best Serving the Markets and Investors?
Nov 8, 2012
- ICI and ICI Global Letter on IOSCO Market Surveillance Consultation
Oct 11, 2012
- ICI and ICI Global Comment Letter in Response to Proposed Margin Requirements for Uncleared Derivatives by Basel Committee on Banking Supervision and IOSCO (pdf)
Sep 27, 2012
- ICI and ICI Global Comment Letter on Wheatley Review of LIBOR (pdf)
Sep 7, 2012
- ICI and ICI Global Submit Comments to European Securities and Markets Authority on the Regulation of OTC Derivatives (pdf)
Aug 6, 2012
- Institute Letter on European Commisson's Green Paper on Shadow Banking (pdf)
Jun 8, 2012
- ICI, EFAMA, IMMFA Send Joint Letter to IOSCO Regarding Money Market Fund Reform
Feb 16, 2012
- ICI and ICI Global Joint Response to MiFID Questionnaire (pdf)
Feb 3, 2012
- ICI Global Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)
Jan 18, 2012
- ICI Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)
Jan 18, 2012
- ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf)
Oct 3, 2011
- ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf)
Sep 30, 2011
- ICI Letter on ESMA'S Advice on Implementing Measures of the AIFM Directive in Relation to Supervision and Third Countries (pdf)
Sep 23, 2011
- ICI/Coalition Letter Opposing Financial Transaction Tax (pdf)
Sep 22, 2011
- ICI Letter on ESMA's Technical Advice on Possible Implementing Measures of the AIFMD (pdf)
Sep 13, 2011
- ICI Submits Comment Letter on Collective Action Clauses for Euro Zone Sovereign Debt (pdf)
Sep 12, 2011
- ICI Comment Letter on Basel Committee's Consultative Document on Global Systemically Important Banks (pdf)
Aug 26, 2011
- ICI Letter on Regulatory Action on Short Selling in the European Union (pdf)
Aug 17, 2011
- ICI - ABASA Joint Letter on Definitions of Swap and Foreign Exchange Forward (pdf)
Jul 22, 2011
- ICI President and CEO Paul Schott Stevens Discusses Money Market Funds and Greece's Debt Crisis (video)
Jun 23, 2011
- ICI Letter on IOSCO Principles on Suspensions of Redemptions in CIS (pdf)
May 27, 2011
- ICI Comment Letter on FSB Note on "Potential Financial Stability Issues Arising From Recent Trends in Exchange-Traded Funds" (pdf)
May 16, 2011
- ICI Letter on IOSCO Review of Dark Liquidity (pdf)
Feb 11, 2011
- ICI Letter on European Commission Review of MiFID (pdf)
Feb 2, 2011
- Comment Letter to ESMA on AIFMD Implementing Measures (pdf)
Jan 14, 2011
- Institute Letter to Securities and Exchange Board of India Concerning T+0 Margins on Institutional Trades (pdf)
May 21, 2010
- ICI Letter on Basel Committee's Proposed Standards Regarding a Global Framework for Banks' Liquidity Risk Management (pdf)
Apr 16, 2010
- Second ICI Letter on EU Commission Proposal for a Directive on Alternative Investment Fund Managers (pdf)
Jan 8, 2010
- ICI Comment Letter on CESR's Consultation on a Common Definition for European Money Market Funds (pdf)
Dec 23, 2009
- ICI Letter on International Tax Matters (to Austria)
Nov 30, 2009
- ICI Letter on International Tax Matters (to U.S. Treasury)
Nov 10, 2009
- ICI Letter to India on Tax Proposals Affecting Foreign Investors (pdf)
Oct 27, 2009
- ICI Submits Comments on FBAR Reporting
Sep 30, 2009
- ICI Letter on EU Commission Proposal for a Directive on Alternative Investment Fund Managers (pdf)
Jul 27, 2009
- ICI Comment Letter: IOSCO Consultation Report on "Direct Electronic Access" Arrangements
May 21, 2009
- ICI Comment Letter on SEC IFRS Roadmap (pdf)
Apr 20, 2009
- ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf)
Mar 26, 2009
- ICI Comment Letter on Foreign Bank and Financial Account Reporting
Jan 15, 2009
- ICI Joins Global Call for Sensible Regulation of Short Selling
Jan 6, 2009
- Credit Markets in the Spotlight
Oct 7, 2008
- Of Black Swans and Money Funds
Oct 6, 2008
- Pay Attention to Risk Management, Treasury's Ryan Tells Conference
Oct 6, 2008
- ICI: Allow U.S. Access to Markets, September 2008
Sep 9, 2008
- Investors Benefit from Fair, Liquid Commodities Market, ICI Tells Hill, July 2008
Jul 15, 2008
- Institute's Letter to Securities and Exchange Board of India - Margining of Institutional Trades (pdf)
Apr 14, 2008
- Submission to Senate Republican Capital Markets Task Force, February 2008
Feb 28, 2008
- ICI President and CEO Delivers Opening Remarks at Securities Markets Conference
Oct 12, 2007
- ICI Statement Concerning Reform of China's Financial Services Sector, June 2007
Jun 6, 2007
- When You Come to a Fork in the Road, Take It: Improving Financial Regulation in America
Mar 26, 2007
- Finding the Right Balance for Mutual Fund Regulation
Dec 4, 2006
- Institute Letter to Committee on Capital Markets Regulation (pdf)
Nov 20, 2006
- European Commission Outlines Steps to Improve Fund Market Operations in Europe, November 2006
Nov 16, 2006
- ICI Comment Letter on Proposed Canadian Soft Dollar Regulations (pdf)
Oct 19, 2006
- Institute Letter on IOSCO's Report on the Role of Independent Oversight in Fund Governance (pdf)
Oct 12, 2006
- 2006 Equity Markets Conference: Keynote Address
Sep 28, 2006
- Mutual Fund Investing: The Power and Promise of a Simple Idea
Aug 2, 2006
- Letter on Issues of Concern for Institutional Investors in India (pdf)
Jul 31, 2006
- ICI Supports SEC Funding Request in Statement to House Subcommittee, April 2006
Apr 27, 2006
- Treasury Issues Guidance on Anti-Money Laundering Rule, March 2006
Mar 8, 2006
- ICI Comments on Proposed AML Rule on "Enhanced Due Diligence" for Certain Types of Foreign Banks (pdf)
Mar 6, 2006
- ICI Letter to Treasury on Anti-Money Laundering Rule (pdf)
Feb 3, 2006
- ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe, November 2005
Nov 15, 2005
- ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe (pdf)
Nov 15, 2005
- World's Investment Groups' Final Communique, October 2005
Oct 24, 2005
- IIFA Statement of Principles, October 2005
Oct 24, 2005
- World's Investment Groups Adopt Statement Of Principles, October 2005
Oct 24, 2005
- European Commission Seeks Ways to Develop Fund Industry in Europe, August 2005
Aug 1, 2005
- ICI Comment Letter on EU Shareholder Rights, Voting Procedures Proposal, July 2005
Jul 19, 2005
- ICI Comment Letter on EU Shareholder Rights, Voting Procedures Proposal (pdf)
Jul 15, 2005
- ICI Comment Letter on CESR Revised Draft on the Transparency Directive, June 2005
Jun 1, 2005
- ICI Comment Letter on CESR Revised Draft on the Transparency Directive (pdf)
May 26, 2005
- ICI Comment Letter on IOSCO Anti-Money Laundering Report, May 2005
May 17, 2005
- Institute Letter to Congress on Central American Free Trade Agreement
May 2, 2005
- International Securities Commissions Outline Anti-Money Laundering Requirements, March 2005
Mar 8, 2005
- Regulator Outlines Hong Kong Agenda, February 2005
Feb 5, 2005
- European Regulators Issue Final Guidelines on UCITS Directive, February 2005
Feb 3, 2005
- Definition of UCITS Fund Assets to Be Examined by European Regulators, November 2004
Nov 4, 2004
- European Securities Regulators Seek Comment on UCITS Directive Issues, November 2004
Nov 2, 2004
- New India Legislation Reduces Capital Gains Tax, Introduces Transaction Tax, October 2004
Oct 15, 2004
- Congress Approves Legislation Enhancing U.S. Funds' International Competitiveness, October 2004
Oct 14, 2004
- New Regulations Allow Chinese Insurance Companies to Invest Overseas, September 2004
Sep 7, 2004
- ICI Comments on Proposed Amendments to MSRB Rules G-20 and G-8, July 2004
Jul 30, 2004
- EU Proposal Would Exempt Certain Investment Firms from Operational Risk Charges, July 2004
Jul 28, 2004
- House Passes Legislation to Enhance U.S. Funds' Ability to Compete Internationally, June 2004
Jun 29, 2004
- ICI Supports Australian Free Trade Agreement (pdf), June 2004
Jun 24, 2004
- Italy Takes Steps to Implement UCITS Directive, June 2004
Jun 22, 2004
- Institute Supports Legislation Enhancing U.S. Funds' International Competitiveness, June 2004
Jun 9, 2004
- EU Commission Examines Regulation of Depositaries in Member States, April 2004
Apr 6, 2004
- European Commission Responds to Comments on Capital Adequacy Directive, March 2004
Mar 22, 2004
- ICI Comment Letter on Indian Regulations Governing Institutional Investors, March 2004
Mar 12, 2004
- EU Member States Urged to Improve Tax Treatment of Foreign Pension Fund Contributions, December 2003
Dec 17, 2003
- New U.S.-Japan Treaty Lowers Tax on Dividends, Interest, November 2003
Nov 7, 2003
- Comment Letter Urging China's Regulators to Open Securities Markets to All Investors (pdf)
Oct 7, 2003
- European Parliament Report Recognizes Need to Tailor Capital Adequacy Rules for Asset Management Industry, September 2003
Sep 15, 2003
- Institute Letter on Proposal Promoting Foreign Investment in U.S. Funds, August 2003
Aug 8, 2003
- Comment Letter on Barriers to Entry in Chinese Asset Management Industry (pdf)
Aug 7, 2003
- Comment Letter on Barriers to Entry in Chinese Asset Management Industry, August 2003
Aug 7, 2003
- Comment Letter on EU Approach to Improving Shareholder Rights in Europe (pdf)
Aug 7, 2003
- Comment Letter on Implementing Decreased Tax on Foreign Dividends (pdf)
Jul 31, 2003
- Proposed German Legislation Would Eliminate Tax Discrimination for Foreign Funds, July 2003
Jul 22, 2003
- Attachment to Comment Letter on Implementing Decreased Tax on Foreign Dividends, August 2003
Jul 21, 2003
- Singapore Adopts Changes to Shareholder Reporting Rules, June 2003
Jun 6, 2003
- ICI Supports Insurance for EU Investment Companies, May 2003
May 19, 2003
- Treasury, State Departments Offer Rewards for Information Related to Terrorist Financing, April 2003
Apr 10, 2003
- European Union Proposes Directive to Enhance Market Transparency, April 2003
Apr 8, 2003
- Comment Letter Urging Japan to Provide Equal Tax Treatment of Foreign, Domestic Investments (pdf)
Mar 24, 2003
- German Government to Redraft Discriminatory Tax Legislation, March 2003
Mar 24, 2003
- Task Force Reports on Use of Derivatives by UCITS Funds, March 2003
Mar 19, 2003
- Comment Letter on Indian Regulations Governing Financial Institutional Investors (pdf)
Feb 10, 2003
- Letter on Proposed EU Capital Requirements (pdf)
Jan 30, 2003
- UK Regulators Propose to Implement UCITS Management Directive, January 2003
Jan 22, 2003
- U.S., Singapore Finalize Free Trade Agreement, January 2003
Jan 21, 2003
- EU Directive Allows Member States to Impose Investment Rules on Pension Plans, June 2002
Jun 24, 2002
- Changes Made to Chinese Joint Venture Proposal Reflect Institute Comments, June 2002
Jun 21, 2002
- New EU Proposal Would Lower Threshold for Reporting Securities Ownership, June 2002
Jun 20, 2002
- Round Table Reports on Benefits of Integrated European Financial Services Market, April 2002
Apr 12, 2002
- Amended UCITS Directive Becomes Effective, March 2002
Mar 19, 2002
- Implementation Date of EU Directive May Vary Among Member States, February 2002
Feb 11, 2002
- Taiwan Issues Derivatives Rulings, February 2002
Feb 8, 2002
- European Council Approves Proposed Directive on Savings Income Taxation, February 2002
Feb 8, 2002
- European Committee Extends Review of New Basel Accord, January 2002
Jan 8, 2002
- Securities Commission Masterplan Would Liberalize Malaysian Capital Markets, August 2001
Aug 3, 2001
- European Commission Forms Securities Regulatory Committees, June 2001
Jun 11, 2001
- International Committees Request Comment on Settlement Systems Report, February 2001
Feb 27, 2001
- Japan Proposes Expanding Withholding Tax Exemption on Government Bonds, February 2001
Feb 27, 2001
- European Committee of Wise Men Publishes Final Report, February 2001
Feb 23, 2001
- Europe Considers Capital Adequacy Framework for Securities Firms, February 2001
Feb 21, 2001
- EU Council Agrees on Amendment to UCITS Directive, January 2001
Jan 16, 2001
- Taiwan Eliminates Foreign Ownership Limitations, January 2001
Jan 9, 2001
- USTR Seeks Comment on U.S.-Chile Free Trade Agreement, December 2000
Dec 19, 2000
- European Committee of Wise Men Publishes Interim Report, November 2000
Nov 16, 2000
- Australia Proposes New Entity Tax Legislation, November 2000
Nov 14, 2000
- Australian Commission Amends Proposal on Internet Discussion Sites, August 2000
Aug 23, 2000
- Malaysia Revises Guidelines Regarding Foreign Fund Management, July 2000
Jul 7, 2000
- European Commission Approves Amendments to UCITS Directive, June 2000
Jun 5, 2000
- Institute Recommends Mandatory Adoption of Italian Corporate Code of Conduct, January 2000
Jan 11, 2000
- U.S., Japan Discuss Progress Under Bilateral Financial Services Agreement, January 2000
Jan 10, 2000
- U.S. and China Sign Bilateral Trade Agreement, December 1999
Dec 3, 1999
- Malaysia Replaces Two-Tier Levy on Foreign Investments with Flat Rate, September 1999
Sep 21, 1999
- Italy Establishes New Rules for Internet Communications in Italy, August 1999
Aug 6, 1999
- Italy Discusses Internet Promotion of Mutual Funds, September 1999
Aug 6, 1999
- Australia Enacts Legislation Eliminating Tax Barrier, August 1999
Aug 2, 1999

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