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Home Policy Priorities Trading & Markets Global

  • Focus on Funds: Landmark European Financial Regulation Faces Reform
    Jul 24, 2020
  • ICI: “Vitally Important" That Financial Markets Remain Open
    Mar 19, 2020
  • Focus on Funds: Global Capital Markets Offer New Opportunities
    Nov 8, 2019
  • Focus on Funds: Asia Is an Increasingly Large and Dynamic Investment Environment
    Sep 27, 2019
  • Focus on Funds: China’s Capital Markets Beckon for Global Fund Managers
    Sep 20, 2019
  • ICI Global Joins Letter Urging UK Recognition of EEA Trading Venues in Preparation for Brexit (pdf)
    Apr 8, 2019
  • Focus on Funds: Funds’ Focus on Investors Powers the Capital Markets
    Apr 5, 2019
  • Focus on Funds: Technology, with Human Touch, Is Best Formula for Investor Engagement
    Mar 29, 2019
  • ICI Global Joins Letter Urging EU Recognition of UK Trading Venues in Preparation for Brexit (pdf)
    Feb 28, 2019
  • Focus on Funds: New Trends Reshape Global Fund Management
    Jul 6, 2018
  • Focus on Funds: General Membership Meeting Takes on the Biggest Industry Trends
    Jun 1, 2018
  • Focus on Funds: Top Trends in Emerging Market Investment
    May 18, 2018
  • Focus on Funds: Divergent Views Appearing Between American and European Regulators
    May 11, 2018
  • Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
    Dec 15, 2017
  • ICI Global Praises Effort to Foster Growth in the European Corporate Bond Market
    Nov 24, 2017
  • ICI Global Seeks Regulatory Coordination and Other Measures to Expand the ARFP’s Success
    Sep 19, 2017
  • Comment Letter on Host Economy Laws and Regulations for ARFP Funds (pdf)
    Sep 18, 2017
  • Focus on Funds: A View of Global Asset Management Trends
    Aug 11, 2017
  • Focus on Funds: Sweeping Changes for Global Funds
    Jun 9, 2017
  • Focus on Funds: Finding Growth in Today’s Capital Markets
    Apr 28, 2017
  • Focus on Funds: How Global Asset Managers Are Planning for Brexit
    Apr 21, 2017
  • For T+2, It’s All Systems Go
    Apr 14, 2017
  • Focus on Funds: Top Concerns for Global Funds as Brexit Begins
    Apr 7, 2017
  • Market Access for Regulated Fund Managers in the United States and European Union (pdf)
    Mar 23, 2017
  • ICI Global Response to the European Commission's Consultation on the CMU Mid-Term Review (pdf)
    Mar 17, 2017
  • Joint Trades Submit Supplemental Comment Letter to European Regulators Requesting Relief from the March 1 Variation Margin Compliance Date (pdf)
    Feb 21, 2017
  • ICI Global Submits Comment Letter on IOSCO Consultation on Order Routing Incentives (pdf)
    Feb 21, 2017
  • ICI Global Comment Letter on the Interim Report of the UK FCA's Asset Management Market Study (pdf)
    Feb 20, 2017
  • ICI Global Responds to CPMI-IOSCO Consultation on Resilience and Recovery of Central Counterparties (pdf)
    Oct 17, 2016
  • ICI Global Submits Comment Letter to FSB on Resolution Planning for Central Counterparties (pdf)
    Oct 17, 2016
  • ICI Global Submits Comment Letter on IOSCO Consultation Report Examining Liquidity of the Secondary Corporate Bond Markets (pdf)
    Oct 3, 2016
  • ICI Global Files Letter on Canadian Systemic Risk Legislation (pdf)
    Jul 7, 2016
  • ICI Global Comments on Implementing Regulation under MiFID II and MiFIR (pdf)
    Mar 2, 2015
  • ICI and ICI Global Comment Letters to Prudential Regulators and CFTC on Proposed Margin Requirements for Uncleared Swaps (pdf)
    Nov 24, 2014
  • ICI and ICI Global Comment Letter on Use of Customer Margin for Recovery of Clearinghouses (pdf)
    Oct 10, 2013
  • ICI and ICI Global Submit Comment Letter on EU Clearing Obligation (pdf)
    Sep 10, 2013
  • ICI and ICI Global File Further Comment Letter with CFTC On Proposed Cross-Border Guidance (pdf)
    Jul 5, 2013
  • ICI and ICI Global Comment on ASIC's Consultation on Dark Liquidity and High-Frequency Trading (pdf)
    May 10, 2013
  • ICI and ICI Global Comment on IOSCO's Market Structure Consultation (pdf)
    May 10, 2013
  • ICI and ICI Global Comment Letter to Basel Committee and IOSCO in Response to Near-Final Proposal on Margin Requirements for Uncleared Derivatives (pdf)
    Mar 14, 2013
  • ICI and ICI Global Comment Letter to the Monetary Authority of Singapore in Response to Consultation Paper on Draft Regulations for Trade Repositories and Clearing Facilities (pdf)
    Feb 14, 2013
  • ICI and ICI Global Submit Comments to IOSCO on Financial Benchmarks (pdf)
    Feb 11, 2013
  • ICI and ICI Global Comment Letter on CFTC's Further Proposed Interpretive Guidance on the Cross-Border Application of Certain Swaps Provisions (pdf)
    Feb 6, 2013
  • ICI and ICI Global's Comment Letter on ESMA's Consultation on MiFID Remuneration Policies (pdf)
    Dec 7, 2012
  • ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf)
    Nov 29, 2012
  • Assessing the Impact of Global Regulatory Reform—Are We Best Serving the Markets and Investors?
    Nov 8, 2012
  • ICI and ICI Global Letter on IOSCO Market Surveillance Consultation
    Oct 11, 2012
  • ICI and ICI Global Comment Letter in Response to Proposed Margin Requirements for Uncleared Derivatives by Basel Committee on Banking Supervision and IOSCO (pdf)
    Sep 27, 2012
  • ICI and ICI Global Comment Letter on Wheatley Review of LIBOR (pdf)
    Sep 7, 2012
  • ICI and ICI Global Submit Comments to European Securities and Markets Authority on the Regulation of OTC Derivatives (pdf)
    Aug 6, 2012
  • Institute Letter on European Commisson's Green Paper on Shadow Banking (pdf)
    Jun 8, 2012
  • ICI, EFAMA, IMMFA Send Joint Letter to IOSCO Regarding Money Market Fund Reform
    Feb 16, 2012
  • ICI and ICI Global Joint Response to MiFID Questionnaire (pdf)
    Feb 3, 2012
  • ICI Global Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)
    Jan 18, 2012
  • ICI Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)
    Jan 18, 2012
  • ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf)
    Oct 3, 2011
  • ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf)
    Sep 30, 2011
  • ICI Letter on ESMA'S Advice on Implementing Measures of the AIFM Directive in Relation to Supervision and Third Countries (pdf)
    Sep 23, 2011
  • ICI/Coalition Letter Opposing Financial Transaction Tax (pdf)
    Sep 22, 2011
  • ICI Letter on ESMA's Technical Advice on Possible Implementing Measures of the AIFMD (pdf)
    Sep 13, 2011
  • ICI Submits Comment Letter on Collective Action Clauses for Euro Zone Sovereign Debt (pdf)
    Sep 12, 2011
  • ICI Comment Letter on Basel Committee's Consultative Document on Global Systemically Important Banks (pdf)
    Aug 26, 2011
  • ICI Letter on Regulatory Action on Short Selling in the European Union (pdf)
    Aug 17, 2011
  • ICI - ABASA Joint Letter on Definitions of Swap and Foreign Exchange Forward (pdf)
    Jul 22, 2011
  • ICI President and CEO Paul Schott Stevens Discusses Money Market Funds and Greece's Debt Crisis (video)
    Jun 23, 2011
  • ICI Letter on IOSCO Principles on Suspensions of Redemptions in CIS (pdf)
    May 27, 2011
  • ICI Comment Letter on FSB Note on "Potential Financial Stability Issues Arising From Recent Trends in Exchange-Traded Funds" (pdf)
    May 16, 2011
  • ICI Letter on IOSCO Review of Dark Liquidity (pdf)
    Feb 11, 2011
  • ICI Letter on European Commission Review of MiFID (pdf)
    Feb 2, 2011
  • Comment Letter to ESMA on AIFMD Implementing Measures (pdf)
    Jan 14, 2011
  • Institute Letter to Securities and Exchange Board of India Concerning T+0 Margins on Institutional Trades (pdf)
    May 21, 2010
  • ICI Letter on Basel Committee's Proposed Standards Regarding a Global Framework for Banks' Liquidity Risk Management (pdf)
    Apr 16, 2010
  • Second ICI Letter on EU Commission Proposal for a Directive on Alternative Investment Fund Managers (pdf)
    Jan 8, 2010
  • ICI Comment Letter on CESR's Consultation on a Common Definition for European Money Market Funds (pdf)
    Dec 23, 2009
  • ICI Letter on International Tax Matters (to Austria)
    Nov 30, 2009
  • ICI Letter on International Tax Matters (to U.S. Treasury)
    Nov 10, 2009
  • ICI Letter to India on Tax Proposals Affecting Foreign Investors (pdf)
    Oct 27, 2009
  • ICI Submits Comments on FBAR Reporting
    Sep 30, 2009
  • ICI Letter on EU Commission Proposal for a Directive on Alternative Investment Fund Managers (pdf)
    Jul 27, 2009
  • ICI Comment Letter: IOSCO Consultation Report on "Direct Electronic Access" Arrangements
    May 21, 2009
  • ICI Comment Letter on SEC IFRS Roadmap (pdf)
    Apr 20, 2009
  • ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf)
    Mar 26, 2009
  • ICI Comment Letter on Foreign Bank and Financial Account Reporting
    Jan 15, 2009
  • ICI Joins Global Call for Sensible Regulation of Short Selling
    Jan 6, 2009
  • Credit Markets in the Spotlight
    Oct 7, 2008
  • Of Black Swans and Money Funds
    Oct 6, 2008
  • Pay Attention to Risk Management, Treasury's Ryan Tells Conference
    Oct 6, 2008
  • ICI: Allow U.S. Access to Markets, September 2008
    Sep 9, 2008
  • Investors Benefit from Fair, Liquid Commodities Market, ICI Tells Hill, July 2008
    Jul 15, 2008
  • Institute's Letter to Securities and Exchange Board of India - Margining of Institutional Trades (pdf)
    Apr 14, 2008
  • Submission to Senate Republican Capital Markets Task Force, February 2008
    Feb 28, 2008
  • ICI President and CEO Delivers Opening Remarks at Securities Markets Conference
    Oct 12, 2007
  • ICI Statement Concerning Reform of China's Financial Services Sector, June 2007
    Jun 6, 2007
  • When You Come to a Fork in the Road, Take It: Improving Financial Regulation in America
    Mar 26, 2007
  • Finding the Right Balance for Mutual Fund Regulation
    Dec 4, 2006
  • Institute Letter to Committee on Capital Markets Regulation (pdf)
    Nov 20, 2006
  • European Commission Outlines Steps to Improve Fund Market Operations in Europe, November 2006
    Nov 16, 2006
  • ICI Comment Letter on Proposed Canadian Soft Dollar Regulations (pdf)
    Oct 19, 2006
  • Institute Letter on IOSCO's Report on the Role of Independent Oversight in Fund Governance (pdf)
    Oct 12, 2006
  • 2006 Equity Markets Conference: Keynote Address
    Sep 28, 2006
  • Mutual Fund Investing: The Power and Promise of a Simple Idea
    Aug 2, 2006
  • Letter on Issues of Concern for Institutional Investors in India (pdf)
    Jul 31, 2006
  • ICI Supports SEC Funding Request in Statement to House Subcommittee, April 2006
    Apr 27, 2006
  • Treasury Issues Guidance on Anti-Money Laundering Rule, March 2006
    Mar 8, 2006
  • ICI Comments on Proposed AML Rule on "Enhanced Due Diligence" for Certain Types of Foreign Banks (pdf)
    Mar 6, 2006
  • ICI Letter to Treasury on Anti-Money Laundering Rule (pdf)
    Feb 3, 2006
  • ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe, November 2005
    Nov 15, 2005
  • ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe (pdf)
    Nov 15, 2005
  • World's Investment Groups' Final Communique, October 2005
    Oct 24, 2005
  • IIFA Statement of Principles, October 2005
    Oct 24, 2005
  • World's Investment Groups Adopt Statement Of Principles, October 2005
    Oct 24, 2005
  • European Commission Seeks Ways to Develop Fund Industry in Europe, August 2005
    Aug 1, 2005
  • ICI Comment Letter on EU Shareholder Rights, Voting Procedures Proposal, July 2005
    Jul 19, 2005
  • ICI Comment Letter on EU Shareholder Rights, Voting Procedures Proposal (pdf)
    Jul 15, 2005
  • ICI Comment Letter on CESR Revised Draft on the Transparency Directive, June 2005
    Jun 1, 2005
  • ICI Comment Letter on CESR Revised Draft on the Transparency Directive (pdf)
    May 26, 2005
  • ICI Comment Letter on IOSCO Anti-Money Laundering Report, May 2005
    May 17, 2005
  • Institute Letter to Congress on Central American Free Trade Agreement
    May 2, 2005
  • International Securities Commissions Outline Anti-Money Laundering Requirements, March 2005
    Mar 8, 2005
  • Regulator Outlines Hong Kong Agenda, February 2005
    Feb 5, 2005
  • European Regulators Issue Final Guidelines on UCITS Directive, February 2005
    Feb 3, 2005
  • Definition of UCITS Fund Assets to Be Examined by European Regulators, November 2004
    Nov 4, 2004
  • European Securities Regulators Seek Comment on UCITS Directive Issues, November 2004
    Nov 2, 2004
  • New India Legislation Reduces Capital Gains Tax, Introduces Transaction Tax, October 2004
    Oct 15, 2004
  • Congress Approves Legislation Enhancing U.S. Funds' International Competitiveness, October 2004
    Oct 14, 2004
  • New Regulations Allow Chinese Insurance Companies to Invest Overseas, September 2004
    Sep 7, 2004
  • ICI Comments on Proposed Amendments to MSRB Rules G-20 and G-8, July 2004
    Jul 30, 2004
  • EU Proposal Would Exempt Certain Investment Firms from Operational Risk Charges, July 2004
    Jul 28, 2004
  • House Passes Legislation to Enhance U.S. Funds' Ability to Compete Internationally, June 2004
    Jun 29, 2004
  • ICI Supports Australian Free Trade Agreement (pdf), June 2004
    Jun 24, 2004
  • Italy Takes Steps to Implement UCITS Directive, June 2004
    Jun 22, 2004
  • Institute Supports Legislation Enhancing U.S. Funds' International Competitiveness, June 2004
    Jun 9, 2004
  • EU Commission Examines Regulation of Depositaries in Member States, April 2004
    Apr 6, 2004
  • European Commission Responds to Comments on Capital Adequacy Directive, March 2004
    Mar 22, 2004
  • ICI Comment Letter on Indian Regulations Governing Institutional Investors, March 2004
    Mar 12, 2004
  • EU Member States Urged to Improve Tax Treatment of Foreign Pension Fund Contributions, December 2003
    Dec 17, 2003
  • New U.S.-Japan Treaty Lowers Tax on Dividends, Interest, November 2003
    Nov 7, 2003
  • Comment Letter Urging China's Regulators to Open Securities Markets to All Investors (pdf)
    Oct 7, 2003
  • European Parliament Report Recognizes Need to Tailor Capital Adequacy Rules for Asset Management Industry, September 2003
    Sep 15, 2003
  • Institute Letter on Proposal Promoting Foreign Investment in U.S. Funds, August 2003
    Aug 8, 2003
  • Comment Letter on Barriers to Entry in Chinese Asset Management Industry (pdf)
    Aug 7, 2003
  • Comment Letter on Barriers to Entry in Chinese Asset Management Industry, August 2003
    Aug 7, 2003
  • Comment Letter on EU Approach to Improving Shareholder Rights in Europe (pdf)
    Aug 7, 2003
  • Comment Letter on Implementing Decreased Tax on Foreign Dividends (pdf)
    Jul 31, 2003
  • Proposed German Legislation Would Eliminate Tax Discrimination for Foreign Funds, July 2003
    Jul 22, 2003
  • Attachment to Comment Letter on Implementing Decreased Tax on Foreign Dividends, August 2003
    Jul 21, 2003
  • Singapore Adopts Changes to Shareholder Reporting Rules, June 2003
    Jun 6, 2003
  • ICI Supports Insurance for EU Investment Companies, May 2003
    May 19, 2003
  • Treasury, State Departments Offer Rewards for Information Related to Terrorist Financing, April 2003
    Apr 10, 2003
  • European Union Proposes Directive to Enhance Market Transparency, April 2003
    Apr 8, 2003
  • Comment Letter Urging Japan to Provide Equal Tax Treatment of Foreign, Domestic Investments (pdf)
    Mar 24, 2003
  • German Government to Redraft Discriminatory Tax Legislation, March 2003
    Mar 24, 2003
  • Task Force Reports on Use of Derivatives by UCITS Funds, March 2003
    Mar 19, 2003
  • Comment Letter on Indian Regulations Governing Financial Institutional Investors (pdf)
    Feb 10, 2003
  • Letter on Proposed EU Capital Requirements (pdf)
    Jan 30, 2003
  • UK Regulators Propose to Implement UCITS Management Directive, January 2003
    Jan 22, 2003
  • U.S., Singapore Finalize Free Trade Agreement, January 2003
    Jan 21, 2003
  • EU Directive Allows Member States to Impose Investment Rules on Pension Plans, June 2002
    Jun 24, 2002
  • Changes Made to Chinese Joint Venture Proposal Reflect Institute Comments, June 2002
    Jun 21, 2002
  • New EU Proposal Would Lower Threshold for Reporting Securities Ownership, June 2002
    Jun 20, 2002
  • Round Table Reports on Benefits of Integrated European Financial Services Market, April 2002
    Apr 12, 2002
  • Amended UCITS Directive Becomes Effective, March 2002
    Mar 19, 2002
  • Implementation Date of EU Directive May Vary Among Member States, February 2002
    Feb 11, 2002
  • Taiwan Issues Derivatives Rulings, February 2002
    Feb 8, 2002
  • European Council Approves Proposed Directive on Savings Income Taxation, February 2002
    Feb 8, 2002
  • European Committee Extends Review of New Basel Accord, January 2002
    Jan 8, 2002
  • Securities Commission Masterplan Would Liberalize Malaysian Capital Markets, August 2001
    Aug 3, 2001
  • European Commission Forms Securities Regulatory Committees, June 2001
    Jun 11, 2001
  • International Committees Request Comment on Settlement Systems Report, February 2001
    Feb 27, 2001
  • Japan Proposes Expanding Withholding Tax Exemption on Government Bonds, February 2001
    Feb 27, 2001
  • European Committee of Wise Men Publishes Final Report, February 2001
    Feb 23, 2001
  • Europe Considers Capital Adequacy Framework for Securities Firms, February 2001
    Feb 21, 2001
  • EU Council Agrees on Amendment to UCITS Directive, January 2001
    Jan 16, 2001
  • Taiwan Eliminates Foreign Ownership Limitations, January 2001
    Jan 9, 2001
  • USTR Seeks Comment on U.S.-Chile Free Trade Agreement, December 2000
    Dec 19, 2000
  • European Committee of Wise Men Publishes Interim Report, November 2000
    Nov 16, 2000
  • Australia Proposes New Entity Tax Legislation, November 2000
    Nov 14, 2000
  • Australian Commission Amends Proposal on Internet Discussion Sites, August 2000
    Aug 23, 2000
  • Malaysia Revises Guidelines Regarding Foreign Fund Management, July 2000
    Jul 7, 2000
  • European Commission Approves Amendments to UCITS Directive, June 2000
    Jun 5, 2000
  • Institute Recommends Mandatory Adoption of Italian Corporate Code of Conduct, January 2000
    Jan 11, 2000
  • U.S., Japan Discuss Progress Under Bilateral Financial Services Agreement, January 2000
    Jan 10, 2000
  • U.S. and China Sign Bilateral Trade Agreement, December 1999
    Dec 3, 1999
  • Malaysia Replaces Two-Tier Levy on Foreign Investments with Flat Rate, September 1999
    Sep 21, 1999
  • Italy Establishes New Rules for Internet Communications in Italy, August 1999
    Aug 6, 1999
  • Italy Discusses Internet Promotion of Mutual Funds, September 1999
    Aug 6, 1999
  • Australia Enacts Legislation Eliminating Tax Barrier, August 1999
    Aug 2, 1999

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