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Home Policy Priorities Retirement Security Regulatory Activities

Treasury
  • ICI Submits Letter to Department of the Treasury Regarding Retroactive Application of U.S. v. Windsor (pdf)
    Dec 11, 2013
  • ICI Comments to IRS on Simple IRA Plan Information Collection Request (pdf)
    Dec 17, 2012
  • ICI Comment Letter on Proposed RMD Exception for Longevity Annuity Contracts (pdf)
    May 3, 2012
  • ICI Recommendations for 2012-2013 Treasury/IRS Guidance Priority List - Retirement Plan Items (pdf)
    May 1, 2012
Department of Labor
  • ICI Comment Letter on DOL Proxy Proposal Final (pdf)
    Oct 5, 2020
  • Joint Trade Group Sends Letter to DOL Requesting Extension of Comment Period on Proposal on Fiduciary Duties Regarding Proxy Voting and Shareholder Rights (pdf)
    Sep 25, 2020
  • ICI Files Comment Letter on DOL Proposal Regarding Association Retirement Plans and Other Multiple Employer Plans (pdf)
    Dec 21, 2018
  • ICI Letter to DOL Regarding Default Electronic Delivery of ERISA-Required Notices (pdf)
    Sep 25, 2018
  • Oral Statement on Lifetime Income Solutions as a Qualified Default Investment Alternative
    Aug 15, 2018
  • Statement for ERISA Advisory Council Hearing on Lifetime Income Solutions as a Qualified Default Investment Alternative (pdf)
    Aug 15, 2018
  • ICI Submits Written Statement to ERISA Advisory Council on Enhancing the Effectiveness of Disclosure for Retirement Plans (pdf)
    Aug 18, 2017
  • ICI Submits Comment Letter on Information Collection Request - On the Road to Retirement Surveys (pdf)
    May 30, 2017
  • ICI Applauds Senate Vote to Restore Consumer Protections for Retirement Savers
    May 3, 2017
  • Letter to the Editor, Wall Street Journal: Labor Ought to Execute the President’s Policy
    Apr 25, 2017
  • ICI Letter to Senate Leadership on H.J. Res. 66 (pdf)
    Apr 25, 2017
  • ICI Applauds Senate Vote to Restore Consumer Protections for Proposed Municipal-Run Retirement Plans
    Mar 30, 2017
  • Congress Must Restore Protections for State-Run Retirement Plans
    Mar 7, 2017
  • ICI Letter Urges Members of Senate to Support H.J. Res 66 and H.J. Res 67 (pdf)
    Feb 27, 2017
  • ICI Supports Walberg and Rooney Joint Resolutions to Restore Consumer Protections for Retirement Savers
    Feb 8, 2017
  • ICI Letter Urges Members of House to Support H.J. Res 66 and H.J. Res 67 (pdf)
    Feb 8, 2017
  • ICI Supports Executive Orders to Reform Dodd-Frank and Delay Fiduciary Rule Implementation
    Feb 3, 2017
  • Focus on Funds: Expect Major Policy Shifts in 2017
    Jan 13, 2017
  • ICI Submits Comment Letter on Proposed Changes to Form 5500 (pdf)
    Dec 5, 2016
  • Joint Trade Letter Requesting Extension of Deadline to Comment on Form 5500 Proposal (pdf)
    Aug 30, 2016
  • ICI Responds to DOL’s Final Rule on State-Run Retirement Programs
    Aug 25, 2016
  • ICI Comment Letter to DOL Regarding New Retirement Survey Project (pdf)
    Apr 29, 2016
  • Focus on Funds: Responding to the Department of Labor’s New Fiduciary Rule
    Apr 15, 2016
  • ICI Comments on Department of Labor Proposal on Savings Arrangements Established by States for Non-Governmental Employees (pdf)
    Jan 20, 2016
  • DOL Proposal on State-Run Retirement Programs Promotes Confusing Patchwork of Laws
    Jan 20, 2016
  • ICI Submits Supplementary Comments on Regulatory Impact Analysis Supporting Proposed DOL Fiduciary Rule (pdf)
    Dec 1, 2015
  • ICI Statement for House Hearing on the Department of Labor's Fiduciary Rule (pdf)
    Sep 30, 2015
  • ICI Submits Supplementary Comments on DOL Fiduciary Rule (pdf)
    Sep 24, 2015
  • ICI Submits Supplementary Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)
    Sep 24, 2015
  • ICI Statement for House Hearing: "Preserving Retirement Security and Investment Choices for All Americans" (pdf)
    Sep 10, 2015
  • Oral Testimony for House Hearing: "Preserving Retirement Security and Investment Choices for All Americans"
    Sep 10, 2015
  • Oral Statement for Department of Labor Hearing: Proposed Fiduciary Rules—Regulatory Impact Analysis
    Aug 11, 2015
  • Oral Statement for Department of Labor Hearing on Proposed Fiduciary Rules—Rule and Exemptions
    Aug 10, 2015
  • ICI Experts Testify at Department of Labor Fiduciary Rule Hearings
    Aug 10, 2015
  • ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf)
    Jul 21, 2015
  • ICI Comments on DOL Fiduciary Rule: Overview (pdf)
    Jul 21, 2015
  • ICI Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)
    Jul 21, 2015
  • ICI Comments on DOL Fiduciary Rule: Definition of the "Fiduciary" (pdf)
    Jul 21, 2015
  • ICI Response to the Department of Labor’s Proposed Rules on Fiduciary Duty for Retirement Plan Providers
    Apr 15, 2015
  • ICI Letter to OMB About Data Used in Department of Labor Re-Proposal of Fiduciary Rule (pdf)
    Apr 7, 2015
  • Institute Comment Letter to OMB on Department of Labor Proposed 408(b)(2) Focus Group Study (pdf)
    Jan 5, 2015
  • Institute Responds to DOL RFI on Brokerage Windows
    Nov 19, 2014
  • ICI Submits Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Proposal (pdf)
    Jul 2, 2014
  • Institute Comment Letter on Department of Labor Proposed 408(b)(2) Service Provider Disclosures Guide Requirement (pdf)
    Jun 10, 2014
  • Institute Comment Letter to Department of Labor on Proposed 408(b)(2) Focus Group Study (pdf)
    May 13, 2014
  • Institute Comment Letter to OMB on DOL Benefit Statement Study
    Sep 9, 2013
  • ICI Comment Letter on DOL Amendments to Class Exemptions to Remove Credit Rating References (pdf)
    Aug 20, 2013
  • ICI Comment Letter on PBGC RFI Regarding Missing Participants in Individual Account Plans (pdf)
    Aug 20, 2013
  • ICI Comment Letter Responding to DOL Lifetime Income Illustration ANPRM (pdf)
    Aug 7, 2013
  • ICI Requests Extended Deadline for Comments on DOL Lifetime Income Illustration Proposal (pdf)
    Jun 19, 2013
  • ICI Comment Letter on Department of Labor Proposed Information Collection Request Regarding Pension Benefit Statement Survey (pdf)
    Mar 25, 2013
  • ICI Comment Letter on Department of Labor Proposed Amendments to Abandoned Plan Regulations and Class Exemption; DOL extends Comment Period for Class Exemption Amendment through March 18, 2013 (pdf)
    Feb 11, 2013
  • Supplemental Response to DOL Definition of Fiduciary RIA Data Request (pdf)
    Feb 24, 2012
  • Institute Responds to DOL Request on IRA Data (pdf)
    Jan 13, 2012
  • ICI and SPARK Institute Release Sample Investment Glossary for Retirement Plan Participant Disclosure
    Dec 19, 2011
  • Sample Glossary of Investment-Related Terms for Disclosures to Retirement Plan Participants
    Dec 19, 2011
  • Institute Testifies at ERISA Advisory Council Hearing on 403(b) Plans (pdf)
    Aug 30, 2011
  • Labor Department Proposes Automatic Enrollment Regulations, September 2006
    Sep 28, 2006
  • Labor Department Amendments Address Benefit Plans' Post-Sept 11 Liquidity Issues
    Mar 20, 2002
  • DoL Publishes Regulations on Benefit Plan Claims Procedures, November 2000
    Nov 22, 2000
  • Department of Labor Issues Notice on ERISA Disclosure Rules, September 2000
    Sep 19, 2000
  • DOL Releases Revised Form for Employee Benefit Plan Report, February 2000
    Feb 7, 2000
SEC
  • ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)
    Jun 9, 2014
  • ICI Files Comment Letter on MSRB Concept to Require Disclosure of Financial Incentives and Conflicts of Interest (pdf)
    Jul 30, 2012
  • ICI Submits Comment Letter on the SEC TDF Study (pdf)
    May 21, 2012
Other Agencies
  • ICI Submits Comment Letter on PBGC Proposed Rule for Missing Participant Program (pdf)
    Nov 21, 2016
  • ICI Comment Letter on PBGC RFI Regarding Missing Participants in Individual Account Plans (pdf)
    Aug 20, 2013
  • ICI Comment Letter to FinCEN on Application of Notice 2011-1 to Authorized Service Providers (pdf)
    Jun 9, 2011

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