Home Policy Priorities Retirement Security Regulatory Activities
Treasury
- ICI Submits Letter to Department of the Treasury Regarding Retroactive Application of U.S. v. Windsor (pdf)
Dec 11, 2013
- ICI Comments to IRS on Simple IRA Plan Information Collection Request (pdf)
Dec 17, 2012
- ICI Comment Letter on Proposed RMD Exception for Longevity Annuity Contracts (pdf)
May 3, 2012
- ICI Recommendations for 2012-2013 Treasury/IRS Guidance Priority List - Retirement Plan Items (pdf)
May 1, 2012
Department of Labor
- ICI Comment Letter on DOL Proxy Proposal Final (pdf)
Oct 5, 2020
- Joint Trade Group Sends Letter to DOL Requesting Extension of Comment Period on Proposal on Fiduciary Duties Regarding Proxy Voting and Shareholder Rights (pdf)
Sep 25, 2020
- ICI Files Comment Letter on DOL Proposal Regarding Association Retirement Plans and Other Multiple Employer Plans (pdf)
Dec 21, 2018
- ICI Letter to DOL Regarding Default Electronic Delivery of ERISA-Required Notices (pdf)
Sep 25, 2018
- Oral Statement on Lifetime Income Solutions as a Qualified Default Investment Alternative
Aug 15, 2018
- Statement for ERISA Advisory Council Hearing on Lifetime Income Solutions as a Qualified Default Investment Alternative (pdf)
Aug 15, 2018
- ICI Submits Written Statement to ERISA Advisory Council on Enhancing the Effectiveness of Disclosure for Retirement Plans (pdf)
Aug 18, 2017
- ICI Submits Comment Letter on Information Collection Request - On the Road to Retirement Surveys (pdf)
May 30, 2017
- ICI Applauds Senate Vote to Restore Consumer Protections for Retirement Savers
May 3, 2017
- Letter to the Editor, Wall Street Journal: Labor Ought to Execute the President’s Policy
Apr 25, 2017
- ICI Letter to Senate Leadership on H.J. Res. 66 (pdf)
Apr 25, 2017
- ICI Applauds Senate Vote to Restore Consumer Protections for Proposed Municipal-Run Retirement Plans
Mar 30, 2017
- Congress Must Restore Protections for State-Run Retirement Plans
Mar 7, 2017
- ICI Letter Urges Members of Senate to Support H.J. Res 66 and H.J. Res 67 (pdf)
Feb 27, 2017
- ICI Supports Walberg and Rooney Joint Resolutions to Restore Consumer Protections for Retirement Savers
Feb 8, 2017
- ICI Letter Urges Members of House to Support H.J. Res 66 and H.J. Res 67 (pdf)
Feb 8, 2017
- ICI Supports Executive Orders to Reform Dodd-Frank and Delay Fiduciary Rule Implementation
Feb 3, 2017
- Focus on Funds: Expect Major Policy Shifts in 2017
Jan 13, 2017
- ICI Submits Comment Letter on Proposed Changes to Form 5500 (pdf)
Dec 5, 2016
- Joint Trade Letter Requesting Extension of Deadline to Comment on Form 5500 Proposal (pdf)
Aug 30, 2016
- ICI Responds to DOL’s Final Rule on State-Run Retirement Programs
Aug 25, 2016
- ICI Comment Letter to DOL Regarding New Retirement Survey Project (pdf)
Apr 29, 2016
- Focus on Funds: Responding to the Department of Labor’s New Fiduciary Rule
Apr 15, 2016
- ICI Comments on Department of Labor Proposal on Savings Arrangements Established by States for Non-Governmental Employees (pdf)
Jan 20, 2016
- DOL Proposal on State-Run Retirement Programs Promotes Confusing Patchwork of Laws
Jan 20, 2016
- ICI Submits Supplementary Comments on Regulatory Impact Analysis Supporting Proposed DOL Fiduciary Rule (pdf)
Dec 1, 2015
- ICI Statement for House Hearing on the Department of Labor's Fiduciary Rule (pdf)
Sep 30, 2015
- ICI Submits Supplementary Comments on DOL Fiduciary Rule (pdf)
Sep 24, 2015
- ICI Submits Supplementary Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)
Sep 24, 2015
- ICI Statement for House Hearing: "Preserving Retirement Security and Investment Choices for All Americans" (pdf)
Sep 10, 2015
- Oral Testimony for House Hearing: "Preserving Retirement Security and Investment Choices for All Americans"
Sep 10, 2015
- Oral Statement for Department of Labor Hearing: Proposed Fiduciary Rules—Regulatory Impact Analysis
Aug 11, 2015
- Oral Statement for Department of Labor Hearing on Proposed Fiduciary Rules—Rule and Exemptions
Aug 10, 2015
- ICI Experts Testify at Department of Labor Fiduciary Rule Hearings
Aug 10, 2015
- ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf)
Jul 21, 2015
- ICI Comments on DOL Fiduciary Rule: Overview (pdf)
Jul 21, 2015
- ICI Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)
Jul 21, 2015
- ICI Comments on DOL Fiduciary Rule: Definition of the "Fiduciary" (pdf)
Jul 21, 2015
- ICI Response to the Department of Labor’s Proposed Rules on Fiduciary Duty for Retirement Plan Providers
Apr 15, 2015
- ICI Letter to OMB About Data Used in Department of Labor Re-Proposal of Fiduciary Rule (pdf)
Apr 7, 2015
- Institute Comment Letter to OMB on Department of Labor Proposed 408(b)(2) Focus Group Study (pdf)
Jan 5, 2015
- Institute Responds to DOL RFI on Brokerage Windows
Nov 19, 2014
- ICI Submits Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Proposal (pdf)
Jul 2, 2014
- Institute Comment Letter on Department of Labor Proposed 408(b)(2) Service Provider Disclosures Guide Requirement (pdf)
Jun 10, 2014
- Institute Comment Letter to Department of Labor on Proposed 408(b)(2) Focus Group Study (pdf)
May 13, 2014
- Institute Comment Letter to OMB on DOL Benefit Statement Study
Sep 9, 2013
- ICI Comment Letter on DOL Amendments to Class Exemptions to Remove Credit Rating References (pdf)
Aug 20, 2013
- ICI Comment Letter on PBGC RFI Regarding Missing Participants in Individual Account Plans (pdf)
Aug 20, 2013
- ICI Comment Letter Responding to DOL Lifetime Income Illustration ANPRM (pdf)
Aug 7, 2013
- ICI Requests Extended Deadline for Comments on DOL Lifetime Income Illustration Proposal (pdf)
Jun 19, 2013
- ICI Comment Letter on Department of Labor Proposed Information Collection Request Regarding Pension Benefit Statement Survey (pdf)
Mar 25, 2013
- ICI Comment Letter on Department of Labor Proposed Amendments to Abandoned Plan Regulations and Class Exemption; DOL extends Comment Period for Class Exemption Amendment through March 18, 2013 (pdf)
Feb 11, 2013
- Supplemental Response to DOL Definition of Fiduciary RIA Data Request (pdf)
Feb 24, 2012
- Institute Responds to DOL Request on IRA Data (pdf)
Jan 13, 2012
- ICI and SPARK Institute Release Sample Investment Glossary for Retirement Plan Participant Disclosure
Dec 19, 2011
- Sample Glossary of Investment-Related Terms for Disclosures to Retirement Plan Participants
Dec 19, 2011
- Institute Testifies at ERISA Advisory Council Hearing on 403(b) Plans (pdf)
Aug 30, 2011
- Labor Department Proposes Automatic Enrollment Regulations, September 2006
Sep 28, 2006
- Labor Department Amendments Address Benefit Plans' Post-Sept 11 Liquidity Issues
Mar 20, 2002
- DoL Publishes Regulations on Benefit Plan Claims Procedures, November 2000
Nov 22, 2000
- Department of Labor Issues Notice on ERISA Disclosure Rules, September 2000
Sep 19, 2000
- DOL Releases Revised Form for Employee Benefit Plan Report, February 2000
Feb 7, 2000
SEC
Other Agencies
- ICI Submits Comment Letter on PBGC Proposed Rule for Missing Participant Program (pdf)
Nov 21, 2016
- ICI Comment Letter on PBGC RFI Regarding Missing Participants in Individual Account Plans (pdf)
Aug 20, 2013
- ICI Comment Letter to FinCEN on Application of Notice 2011-1 to Authorized Service Providers (pdf)
Jun 9, 2011
