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Home Policy Priorities Fund Regulation State Issues

State Escheatment
  • Focus on Funds: Protecting Against an Unpleasant Surprise to Your Fund Savings
    Feb 22, 2019
  • States Are Abusing Abandoned-Property Funds to Plug Budget Shortfalls
    Jan 11, 2018
  • Focus on Funds: Fund Investors Should Be Alert to "Abandoned Property" Risk
    Sep 30, 2016
Other State Issues
  • ICI Joins IAA in Letter to Nevada on Fiduciary Duty Rules (pdf)
    Oct 4, 2017
  • Focus on Funds: Investor Protections Missing from New Retirement Plan
    Oct 14, 2016
  • Vermont Blue Sky Fee Increase Effective July 1, 2016 (pdf)
    Jun 1, 2016
  • ICI Comments on Department of Labor Proposal on Savings Arrangements Established by States for Non-Governmental Employees (pdf)
    Jan 20, 2016
  • ICI Letter to California Opposing Tax on Services (pdf)
    Mar 29, 2012
  • ICI Files Comment Letter With SEC on Proposed "Missing Securityholder" Rules (pdf)
    May 9, 2011
  • ICI Letter to Texas Legislators Urging that Franchise Tax Exemption for Mutual Funds be Maintained (pdf)
    Jul 16, 2010
  • Institute Letter to Wisconsin on Roth IRA Conversion Conformity (pdf)
    Dec 16, 2009
  • ICI Testimony Before Massachusetts Office of Consumer Affairs and Business Regulation
    Sep 22, 2009
  • Letter to California Commission Urging RIC Exemption to Proposed Business Net Receipts Tax
    Sep 9, 2009
  • Institute Writes to Wisconsin and Texas to Protest Recent Fee Increases
    Aug 18, 2009
  • ICI's Testimony Opposing Connecticut Services Tax
    Feb 12, 2009
  • ICI Strongly Opposes Massachusetts' Information Security Proposal, January 2008
    Jan 10, 2008
  • Michigan Repeals Tax Affecting Investment Advice Services, December 2007
    Dec 7, 2007
  • ICI Letters Regarding Michigan Services Tax (pdf)
    Oct 24, 2007
  • ICI Comments on California Tax Withholding Regulations Affecting Fund Distributions to Investors, October 2007
    Oct 19, 2007
  • ICI Comment Letter Regarding California's Proposed Withholding Regulation (pdf)
    Oct 19, 2007
  • ICI, SIFMA Comment on Proposed 529 Plan Regulation, June 2007
    Jun 18, 2007
  • Institute Comment Letter on New Jersey's Proposed Consumer Breach and Computer Security System Rules (pdf)
    Jun 14, 2007
  • Institute Supports Illinois Education Savings Legislation, February 2007
    Feb 28, 2007
  • Institute Submits Letters Supporting Federal Conformity Legislation in Alabama and Pennsylvania (pdf)
    Jan 31, 2006
  • ICI Comments on Pennsylvania Tax Reform Legislation, June 2005
    Jun 20, 2005
  • ICI Comments on Pennsylvania Tax Reform Legislation (pdf)
    Jun 15, 2005
  • Letter to Illinois Supporting Conformity Between State, Federal Tax Treatment of 529 Plans (pdf)
    Apr 24, 2003
  • ICI Urges Illinois Legislators to Enact College Savings Legislation, December 2002
    Dec 4, 2002
  • Letter Urging Illinois Legislators to Enact College Savings Legislation (pdf)
    Dec 4, 2002

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