Home Policy Priorities Fund Regulation Products Exchange-Traded Funds
- IDC Files Comment Letter on SEC's ETF Rule Proposal (pdf)
Sep 27, 2018
- ICI Comment Letter on SEC's Proposed ETF Modernization Rule (pdf)
Sep 21, 2018
- Focus on Funds: US Fund Regulators Set Their 2018 Agenda
Jun 8, 2018
- Focus on Funds: Understanding Cryptocurrencies and Investing
Apr 13, 2018
- ETF Basics and Structure: FAQs
Jan 24, 2018
- ICI Files Letters with SEC Supporting a Nine Month Extension of ETF Continued Listing Standards (pdf)
Sep 5, 2017
- Understanding the Regulation of Exchange-Traded Funds Under the Securities Exchange Act of 1934 (pdf)
Aug 10, 2017
- ICI Global Letter on Central Bank of Ireland's ETF Discussion Paper (pdf)
Aug 10, 2017
- ICI Submits Comment Letters Regarding Continued Listing Standards for Exchange-Traded Products (pdf)
Jan 12, 2017
- ETFs Boost Liquidity in Times of Financial Stress
Aug 7, 2016
- Focus on Funds: SEC Has Ambitious Agenda for Funds
May 26, 2016
- Focus on Funds: ICI Expands ETF Resources
Oct 23, 2015
- ICI Submits Comment Letter on SEC's Clawback Proposal (pdf)
Sep 14, 2015
- ICI Files Comment Letter on SEC's Request for Information Regarding ETPs (pdf)
Aug 17, 2015
- The US ETF Market: FAQs
Feb 26, 2015
- How ETFs Compare with Other Investments: FAQs
Feb 26, 2015
- ETFs and Retail Investors: FAQs
Sep 2, 2014
- ICI and ICI Global Comment on IOSCO's Principles for Financial Benchmarks (pdf)
May 16, 2013
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf)
Mar 28, 2013
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf)
Nov 29, 2012
- ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV (pdf)
Nov 8, 2012
- ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf)
Aug 16, 2012
- ICI Letter on NASDAQ Proposal to Establish the Market Quality Program (pdf)
May 3, 2012
- ICI Submission on Proposed FATCA Regulations (pdf)
Apr 30, 2012
- ICI Submits Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
Nov 7, 2011
- ICI Responds to Senate Banking Committee Hearing on Exchange-Traded Funds
Oct 19, 2011
- ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf)
Oct 3, 2011
- ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf)
Sep 30, 2011
- ICI Letter on IOSCO Consultation on the Impact of Technological Changes on Market Integrity and Efficiency (pdf)
Aug 12, 2011
- Joint Letter Regarding CFTC Proposal for Temporary Relief from Self-Effectuating Provisions of Dodd-Frank Act (pdf)
Jul 1, 2011
- ICI Letter on SEC Short Sale Reporting Study (pdf)
Jun 23, 2011
- ICI Letter on "Limit Up-Limit Down" Proposal (pdf)
Jun 22, 2011
- ICI Letter Regarding Phase In Schedule for Swaps Rules (pdf)
Jun 10, 2011
- Joint Industry Letters Regarding Self-Operative Derivatives Provisions of the Dodd-Frank Act (pdf)
Jun 10, 2011
- ICI Letter on Treasury's Proposed Exemption for FX Swaps and Forwards from Definition of Swap (pdf)
Jun 6, 2011
- ICI Comment Letter on FSB Note on "Potential Financial Stability Issues Arising From Recent Trends in Exchange-Traded Funds" (pdf)
May 16, 2011
- ICI Letter on SEC Proposal Regarding Listing Standards for Compensation Committees (pdf)
Apr 28, 2011
- ICI Letter on IOSCO Review of Dark Liquidity (pdf)
Feb 11, 2011
- ICI Letter on CFTC Proposal for Real-Time Reporting of Swap Transaction Data (pdf)
Feb 7, 2011
- ICI Letter on European Commission Review of MiFID (pdf)
Feb 2, 2011
- ICI Letter on CFTC Request for Comment on Anti-Disruptive Trading Practices Authority Contained in Dodd-Frank Act (pdf)
Jan 3, 2011
- ICI Response to Kauffman Foundation Paper
Nov 11, 2010
- ICI Comment Letter on SEC Concept Release on Proxy System (pdf)
Oct 20, 2010
- ICI Comment Letter on SEC Consolidated Audit Trail Proposal (pdf)
Aug 9, 2010
- ICI Comment Letter on Expansion of Single Stock Circuit Breakers Pilot Program (pdf)
Jul 23, 2010
- ICI Letter Regarding SRO Clearly Erroneous Execution Rules (pdf)
Jul 23, 2010
- ICI Follow-Up Submission for SEC Market Structure Roundtable (pdf)
Jun 24, 2010
- ICI Comment Letter on SEC Large Trader Reporting Proposal (pdf)
Jun 22, 2010
- ICI Comment Letter on Single Stock Circuit Breakers (pdf)
Jun 3, 2010
- ICI Submission for SEC Market Structure Roundtable (pdf)
Jun 1, 2010
- ICI Comment Letter on SEC Concept Release on Equity Market Structure
Apr 21, 2010
- ICI Comment Letter on SEC Flash Order Proposal
Nov 23, 2009
- ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf)
Oct 8, 2009
- ICI Welcomes SEC Proposal to Simplify Launch of ETFs, May 2008
May 22, 2008
- ICI Comment Letter on SEC's ETF Rule Proposal (pdf)
May 19, 2008
- ICI Urges House Leaders to Advance Tax Legislation Concerning Exchange-Traded Notes (pdf), November 2007
Nov 1, 2007
- ICI Comments on California Tax Withholding Regulations Affecting Fund Distributions to Investors, October 2007
Oct 19, 2007
- Background: SEC Seeks Public Comment on Actively Managed Exchange-Traded Funds
Nov 13, 2001
