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Home Policy Priorities Fund Regulation Products Exchange-Traded Funds

  • IDC Files Comment Letter on SEC's ETF Rule Proposal (pdf)
    Sep 27, 2018
  • ICI Comment Letter on SEC's Proposed ETF Modernization Rule (pdf)
    Sep 21, 2018
  • Focus on Funds: US Fund Regulators Set Their 2018 Agenda
    Jun 8, 2018
  • Focus on Funds: Understanding Cryptocurrencies and Investing
    Apr 13, 2018
  • ETF Basics and Structure: FAQs
    Jan 24, 2018
  • ICI Files Letters with SEC Supporting a Nine Month Extension of ETF Continued Listing Standards (pdf)
    Sep 5, 2017
  • Understanding the Regulation of Exchange-Traded Funds Under the Securities Exchange Act of 1934 (pdf)
    Aug 10, 2017
  • ICI Global Letter on Central Bank of Ireland's ETF Discussion Paper (pdf)
    Aug 10, 2017
  • ICI Submits Comment Letters Regarding Continued Listing Standards for Exchange-Traded Products (pdf)
    Jan 12, 2017
  • ETFs Boost Liquidity in Times of Financial Stress
    Aug 7, 2016
  • Focus on Funds: SEC Has Ambitious Agenda for Funds
    May 26, 2016
  • Focus on Funds: ICI Expands ETF Resources
    Oct 23, 2015
  • ICI Submits Comment Letter on SEC's Clawback Proposal (pdf)
    Sep 14, 2015
  • ICI Files Comment Letter on SEC's Request for Information Regarding ETPs (pdf)
    Aug 17, 2015
  • The US ETF Market: FAQs
    Feb 26, 2015
  • How ETFs Compare with Other Investments: FAQs
    Feb 26, 2015
  • ETFs and Retail Investors: FAQs
    Sep 2, 2014
  • ICI and ICI Global Comment on IOSCO's Principles for Financial Benchmarks (pdf)
    May 16, 2013
  • ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf)
    Mar 28, 2013
  • ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf)
    Nov 29, 2012
  • ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV (pdf)
    Nov 8, 2012
  • ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf)
    Aug 16, 2012
  • ICI Letter on NASDAQ Proposal to Establish the Market Quality Program (pdf)
    May 3, 2012
  • ICI Submission on Proposed FATCA Regulations (pdf)
    Apr 30, 2012
  • ICI Submits Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
    Nov 7, 2011
  • ICI Responds to Senate Banking Committee Hearing on Exchange-Traded Funds
    Oct 19, 2011
  • ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf)
    Oct 3, 2011
  • ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf)
    Sep 30, 2011
  • ICI Letter on IOSCO Consultation on the Impact of Technological Changes on Market Integrity and Efficiency (pdf)
    Aug 12, 2011
  • Joint Letter Regarding CFTC Proposal for Temporary Relief from Self-Effectuating Provisions of Dodd-Frank Act (pdf)
    Jul 1, 2011
  • ICI Letter on SEC Short Sale Reporting Study (pdf)
    Jun 23, 2011
  • ICI Letter on "Limit Up-Limit Down" Proposal (pdf)
    Jun 22, 2011
  • ICI Letter Regarding Phase In Schedule for Swaps Rules (pdf)
    Jun 10, 2011
  • Joint Industry Letters Regarding Self-Operative Derivatives Provisions of the Dodd-Frank Act (pdf)
    Jun 10, 2011
  • ICI Letter on Treasury's Proposed Exemption for FX Swaps and Forwards from Definition of Swap (pdf)
    Jun 6, 2011
  • ICI Comment Letter on FSB Note on "Potential Financial Stability Issues Arising From Recent Trends in Exchange-Traded Funds" (pdf)
    May 16, 2011
  • ICI Letter on SEC Proposal Regarding Listing Standards for Compensation Committees (pdf)
    Apr 28, 2011
  • ICI Letter on IOSCO Review of Dark Liquidity (pdf)
    Feb 11, 2011
  • ICI Letter on CFTC Proposal for Real-Time Reporting of Swap Transaction Data (pdf)
    Feb 7, 2011
  • ICI Letter on European Commission Review of MiFID (pdf)
    Feb 2, 2011
  • ICI Letter on CFTC Request for Comment on Anti-Disruptive Trading Practices Authority Contained in Dodd-Frank Act (pdf)
    Jan 3, 2011
  • ICI Response to Kauffman Foundation Paper
    Nov 11, 2010
  • ICI Comment Letter on SEC Concept Release on Proxy System (pdf)
    Oct 20, 2010
  • ICI Comment Letter on SEC Consolidated Audit Trail Proposal (pdf)
    Aug 9, 2010
  • ICI Comment Letter on Expansion of Single Stock Circuit Breakers Pilot Program (pdf)
    Jul 23, 2010
  • ICI Letter Regarding SRO Clearly Erroneous Execution Rules (pdf)
    Jul 23, 2010
  • ICI Follow-Up Submission for SEC Market Structure Roundtable (pdf)
    Jun 24, 2010
  • ICI Comment Letter on SEC Large Trader Reporting Proposal (pdf)
    Jun 22, 2010
  • ICI Comment Letter on Single Stock Circuit Breakers (pdf)
    Jun 3, 2010
  • ICI Submission for SEC Market Structure Roundtable (pdf)
    Jun 1, 2010
  • ICI Comment Letter on SEC Concept Release on Equity Market Structure
    Apr 21, 2010
  • ICI Comment Letter on SEC Flash Order Proposal
    Nov 23, 2009
  • ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf)
    Oct 8, 2009
  • ICI Welcomes SEC Proposal to Simplify Launch of ETFs, May 2008
    May 22, 2008
  • ICI Comment Letter on SEC's ETF Rule Proposal (pdf)
    May 19, 2008
  • ICI Urges House Leaders to Advance Tax Legislation Concerning Exchange-Traded Notes (pdf), November 2007
    Nov 1, 2007
  • ICI Comments on California Tax Withholding Regulations Affecting Fund Distributions to Investors, October 2007
    Oct 19, 2007
  • Background: SEC Seeks Public Comment on Actively Managed Exchange-Traded Funds
    Nov 13, 2001

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