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Home Policy Priorities Fund Regulation Municipal Securities

  • ICI Files Comment Letter Opposing MSRB Plan to Impose a Fee on Underwriters of 529 Plans (pdf)
    Aug 28, 2017
  • ICI Comment Letter on SEC's Proposal to Enhance Disclosure Regarding Municipal Securities (pdf)
    May 15, 2017
  • ICI Submits Comment Letter to MSRB Supporting Its Concept Proposal to Improve Disclosure of Direct Purchases and Bank Loans
    May 27, 2016
  • ICI Files Comment Letter with the SEC on the MSRB's 60-Day Extension of the Compliance Date for Rule G-45 (pdf)
    Aug 11, 2015
  • ICI Files Comment Letter Supporting MSRB's Proposed Amendments to Rule A-3 (pdf)
    Jul 13, 2015
  • ICI and Other Trade Groups Send Letter to MSRB Regarding Continuing Concerns with G-45 Filing Process (pdf)
    Jul 10, 2015
  • ICI Letter to IRS on Adviser Contributions to Money Market Funds (pdf)
    Jun 4, 2015
  • ICI Submission to Senate Finance Committee Tax Reform Working Group on Individual Income Tax on Tax Treatment of Municipal Bonds (pdf)
    Apr 15, 2015
  • ICI Files Comment Letter with SEC Opposing MSRB's "One-Size-Fits-All" Qualification Examination for Municipal Advisors (pdf)
    Dec 29, 2014
  • ICI Files Letter Regarding SEC's Re-Proposal to Remove References to Credit Ratings From Rule 2a-7 and Proposal to Amend Issuer Diversification Provisions (pdf)
    Oct 14, 2014
  • ICI Files Comment Letter on Application of Risk Retention Proposal to Third-Party Tender Options Bond Structure (pdf)
    Jul 16, 2014
  • ICI Files Comment Letter with MSRB on New Qualification Requirements for Municipal Advisor Representatives (pdf)
    May 8, 2014
  • ICI Files Comment Letter Supporting Proposed MSRB Rule G-44 Relating to Supervisory and Compliance Obligations of Municipal Advisors (pdf)
    Apr 28, 2014
  • ICI Files Comment Letter with MSRB on Proposed Rule G-42 Relating to a Municipal Advisor's Duty of Care and Loyalty (pdf)
    Mar 4, 2014
  • ICI Files Comment Letter Opposing MSRB Proposal to Expand the Scope of Its Continuing Education Requirements (pdf)
    Jan 13, 2014
  • ICI Files Letter with SEC Recommending that the SEC Disapprove MSRB Rule G-45 due to continuing Concerns with Proposal (pdf)
    Nov 8, 2013
  • ICI Submits Comment Letter on Credit Risk Retention Re-Proposal for Asset-Backed Securities (pdf)
    Oct 30, 2013
  • ICI Files Comment Letter with MSRB on Fair Pricing Proposals (pdf)
    Sep 20, 2013
  • ICI Comment Letter Regarding MSRB's Proposal to Modify Standard for Independent Public Board Members (pdf)
    Sep 18, 2013
  • Institute Comment Letter on Proposal to Amend MSRB Rule A-3 (pdf)
    Sep 18, 2013
  • ICI Files Comment Letter with the SEC on MSRB Proposed Rule G-45 and Form G-45 (pdf)
    Jul 16, 2013
  • ICI Files Comment Letter on Revisions Proposed by MSRB to Rule G-19 Relating to Suitability (pdf)
    May 5, 2013
  • ICI Files Comment Letter with MSRB Recommending Revisions to MSRB Rules Relating to 529 Plans (pdf)
    Feb 19, 2013
  • ICI Comment Letter on MSRB's Concept Proposal to Require Underwriters to Submit Preliminary Official Statements to EMMA (pdf)
    Feb 8, 2013
  • ICI Files Letter with MSRB Regarding Retail Order Periods (pdf)
    Nov 2, 2012
  • ICI Files Letter Regarding MSRB's Proposal to Enhance Transaction Data on the Real-Time Transaction Reporting System (pdf)
    Sep 28, 2012
  • ICI and Banks File Joint Supplemental Comment Letter on Credit Risk Retention Proposal's Application to Tender Option Bond Programs (pdf)
    Aug 31, 2012
  • ICI Files Comment Letter on MSRB Concept to Require Disclosure of Financial Incentives and Conflicts of Interest (pdf)
    Jul 30, 2012
  • ICI Comment Letter on MSRB's Proposal to Eliminate Large Trade Size Masking on Price Transparency Reports
    Jun 29, 2012
  • ICI Files Letter with OCC Regarding Proposal to Revise Requirements for Short-Term Investment Funds (pdf)
    Jun 8, 2012
  • ICI Files Comment Letter with MSRB Regarding Retail Order Periods (pdf)
    Apr 13, 2012
  • ICI Files Comment Letter on SEC Proposal Prohibiting ABS Conflicts of Interest (pdf)
    Feb 13, 2012
  • ICI Files Comment Letter on "Volcker Rule" Proposal (pdf)
    Feb 13, 2012
  • ICI Submits Information to IOSCO on Money Market Fund Reform (pdf)
    Feb 8, 2012
  • ICI Files Comment Letter on ABS Shelf Re-Proposal (pdf)
    Oct 4, 2011
  • ICI Letter to Assist in SEC Study on Assigned Credit Ratings for Structured Finance Products (pdf)
    Sep 13, 2011
  • Joint Letter Regarding Status of Tax-Exemption for Municipal Bonds (pdf)
    Sep 6, 2011
  • ICI Files Letter Concerning Nationally Recognized Statistical Rating Organizations (pdf)
    Aug 8, 2011
  • ICI Comment Letter on Federal Reserve Board Proposal to Repeal Regulaton Q (pdf)
    May 13, 2011
  • ICI Comment Letter on SEC's Proposal to Remove NRSRO References from Rules 2a-7 and 5b-3 (pdf)
    Apr 25, 2011
  • Municipal Bonds: FAQs
    Mar 13, 2008

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