Home Policy Priorities Fund Regulation Municipal Securities

- Fund Regulation
- Advertising
- Broker-Dealer & Principal Underwriter Issues
- CFTC Rule 4.5
- Compliance
- Derivatives
- Disclosure
- Electronic Delivery
- Enforcement Actions
- Fees
- Financial Stability
- Fixed-Income Securities
- Investment Advisers
- International
- Municipal Securities
- Privacy
- Products
- Risk Management
- State Issues
- Valuation
- Retirement Security
- Trading & Markets
- Fund Governance
- Taxes
- ICI Comment Letters
- ICI Files Comment Letter Opposing MSRB Plan to Impose a Fee on Underwriters of 529 Plans (pdf)
Aug 28, 2017
- ICI Comment Letter on SEC's Proposal to Enhance Disclosure Regarding Municipal Securities (pdf)
May 15, 2017
- ICI Submits Comment Letter to MSRB Supporting Its Concept Proposal to Improve Disclosure of Direct Purchases and Bank Loans
May 27, 2016
- ICI Files Comment Letter with the SEC on the MSRB's 60-Day Extension of the Compliance Date for Rule G-45 (pdf)
Aug 11, 2015
- ICI Files Comment Letter Supporting MSRB's Proposed Amendments to Rule A-3 (pdf)
Jul 13, 2015
- ICI and Other Trade Groups Send Letter to MSRB Regarding Continuing Concerns with G-45 Filing Process (pdf)
Jul 10, 2015
- ICI Letter to IRS on Adviser Contributions to Money Market Funds (pdf)
Jun 4, 2015
- ICI Submission to Senate Finance Committee Tax Reform Working Group on Individual Income Tax on Tax Treatment of Municipal Bonds (pdf)
Apr 15, 2015
- ICI Files Comment Letter with SEC Opposing MSRB's "One-Size-Fits-All" Qualification Examination for Municipal Advisors (pdf)
Dec 29, 2014
- ICI Files Letter Regarding SEC's Re-Proposal to Remove References to Credit Ratings From Rule 2a-7 and Proposal to Amend Issuer Diversification Provisions (pdf)
Oct 14, 2014
- ICI Files Comment Letter on Application of Risk Retention Proposal to Third-Party Tender Options Bond Structure (pdf)
Jul 16, 2014
- ICI Files Comment Letter with MSRB on New Qualification Requirements for Municipal Advisor Representatives (pdf)
May 8, 2014
- ICI Files Comment Letter Supporting Proposed MSRB Rule G-44 Relating to Supervisory and Compliance Obligations of Municipal Advisors (pdf)
Apr 28, 2014
- ICI Files Comment Letter with MSRB on Proposed Rule G-42 Relating to a Municipal Advisor's Duty of Care and Loyalty (pdf)
Mar 4, 2014
- ICI Files Comment Letter Opposing MSRB Proposal to Expand the Scope of Its Continuing Education Requirements (pdf)
Jan 13, 2014
- ICI Files Letter with SEC Recommending that the SEC Disapprove MSRB Rule G-45 due to continuing Concerns with Proposal (pdf)
Nov 8, 2013
- ICI Submits Comment Letter on Credit Risk Retention Re-Proposal for Asset-Backed Securities (pdf)
Oct 30, 2013
- ICI Files Comment Letter with MSRB on Fair Pricing Proposals (pdf)
Sep 20, 2013
- ICI Comment Letter Regarding MSRB's Proposal to Modify Standard for Independent Public Board Members (pdf)
Sep 18, 2013
- Institute Comment Letter on Proposal to Amend MSRB Rule A-3 (pdf)
Sep 18, 2013
- ICI Files Comment Letter with the SEC on MSRB Proposed Rule G-45 and Form G-45 (pdf)
Jul 16, 2013
- ICI Files Comment Letter on Revisions Proposed by MSRB to Rule G-19 Relating to Suitability (pdf)
May 5, 2013
- ICI Files Comment Letter with MSRB Recommending Revisions to MSRB Rules Relating to 529 Plans (pdf)
Feb 19, 2013
- ICI Comment Letter on MSRB's Concept Proposal to Require Underwriters to Submit Preliminary Official Statements to EMMA (pdf)
Feb 8, 2013
- ICI Files Letter with MSRB Regarding Retail Order Periods (pdf)
Nov 2, 2012
- ICI Files Letter Regarding MSRB's Proposal to Enhance Transaction Data on the Real-Time Transaction Reporting System (pdf)
Sep 28, 2012
- ICI and Banks File Joint Supplemental Comment Letter on Credit Risk Retention Proposal's Application to Tender Option Bond Programs (pdf)
Aug 31, 2012
- ICI Files Comment Letter on MSRB Concept to Require Disclosure of Financial Incentives and Conflicts of Interest (pdf)
Jul 30, 2012
- ICI Comment Letter on MSRB's Proposal to Eliminate Large Trade Size Masking on Price Transparency Reports
Jun 29, 2012
- ICI Files Letter with OCC Regarding Proposal to Revise Requirements for Short-Term Investment Funds (pdf)
Jun 8, 2012
- ICI Files Comment Letter with MSRB Regarding Retail Order Periods (pdf)
Apr 13, 2012
- ICI Files Comment Letter on SEC Proposal Prohibiting ABS Conflicts of Interest (pdf)
Feb 13, 2012
- ICI Files Comment Letter on "Volcker Rule" Proposal (pdf)
Feb 13, 2012
- ICI Submits Information to IOSCO on Money Market Fund Reform (pdf)
Feb 8, 2012
- ICI Files Comment Letter on ABS Shelf Re-Proposal (pdf)
Oct 4, 2011
- ICI Letter to Assist in SEC Study on Assigned Credit Ratings for Structured Finance Products (pdf)
Sep 13, 2011
- Joint Letter Regarding Status of Tax-Exemption for Municipal Bonds (pdf)
Sep 6, 2011
- ICI Files Letter Concerning Nationally Recognized Statistical Rating Organizations (pdf)
Aug 8, 2011
- ICI Comment Letter on Federal Reserve Board Proposal to Repeal Regulaton Q (pdf)
May 13, 2011
- ICI Comment Letter on SEC's Proposal to Remove NRSRO References from Rules 2a-7 and 5b-3 (pdf)
Apr 25, 2011
- Municipal Bonds: FAQs
Mar 13, 2008

Copyright © 2021 by the Investment Company Institute