- ICI Letter to SEC on SR-NYSE-2020-96 Regarding FINRA Oversight of Processing Fees (pdf)
Jan 8, 2021
- ICI Comment Letter Supporting SEC's Proposed Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments (pdf)
Dec 10, 2019
- ICI Comment Letter on Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials to Fund Investors (pdf)
Oct 31, 2018
- IDC Comment Letter Supporting NYSE Proposal on Fees for Fund Shareholder Report Delivery (pdf)
Sep 13, 2016
- ICI Submits Comment Letter to SEC on NYSE Proposed Amendment to Fees for Shareholder Report Delivery (pdf)
Sep 12, 2016
- ICI Survey: Flawed Fee System Doubles Costs to Fund Shareholders for Broker Delivery of Fund Reports
Jul 14, 2016
- Vermont Blue Sky Fee Increase Effective July 1, 2016 (pdf)
Jun 1, 2016
- ICI Submits Statement to Senate on CFTC Fiscal Year 2017 Appropriations Request (pdf)
May 12, 2016
- ICI Global Letter on IOSCO Consultation on International Standards on Fees and Expenses of Investment Funds (pdf)
Sep 25, 2015
- Institute Comment Letter on Department of Labor Proposed 408(b)(2) Service Provider Disclosures Guide Requirement (pdf)
Jun 10, 2014
- Institute Comment Letter to Department of Labor on Proposed 408(b)(2) Focus Group Study (pdf)
May 13, 2014
- Investment Company Institute Cost-Benefit Analysis of SEC Rule 12b-1 Reform Proposal (pdf)
Dec 1, 2010
- ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf)
Nov 5, 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)
Nov 5, 2010
- IDC Opposes FASB Proposal That Would Cause Transaction Costs To Be Included In a Fund's Expense Ratio (pdf)
Sep 30, 2010
- ICI Letter to DOL on Form 5500 (pdf)
Aug 19, 2010
- ICI Testimony: Senate Committee on Finance Regarding President's Proposed TARP Fees
May 4, 2010
- Channel Anger at Wall Street Pay, Not Fund Fees
Oct 28, 2009
- Navigating Intermediary Relationships (pdf)
Sep 30, 2009
- IDC Supreme Court Brief in Jones v. Harris (pdf)
Sep 3, 2009
