To comply with changing international privacy requirements, ICI informs its visitors that we use cookies on our web site. ICI only uses cookies to allow subscribers and members to more easily use our site and to record site utilization. No personal or private information is gathered or stored. More details, including how to disable cookies, can be found on our privacy and cookie policy page. If you disable cookies, you will see this message on future visits to our site. Please click the enable button to consent to accepting cookies.
  • ICI Global
  • Independent Director's Council
Sign In  |  Forgot Password?
Advanced | Tips
  • Home
  • Policy Priorities
    • Fund Regulation
    • Retirement Security
    • Trading & Markets
    • Fund Governance
    • Taxes
    • ICI Comment Letters
  • Research & Statistics
    • Industry Research
    • Investor Research
    • Retirement Research
    • Statistics
  • Government Affairs
    • Financial Services
    • Retirement Security
    • Tax
    • Testimony
  • Industry Operations
    • Fund Accounting, Financial Reporting, and Valuation
    • Fund Distribution, Fund Clearance, and Settlement
    • Operations, Transfer Agent Servicing, and Recordkeeping
    • Portfolio Security Operations
    • Resource Centers
    • Technology, Business Continuity, and Information Security
  • News & Media
    • Media Contacts
    • News Releases
    • Blog: ICI Viewpoints
    • Speeches & Commentaries
    • Opinions & Responses
    • Videos
    • Podcasts
  • Publications & Resources
    • Resource Centers
    • Frequently Asked Questions
    • Fact Books
    • Research Publications
    • White Papers
    • Annual Reports
  • Events
    • ICI Events
    • ICI Global Events
    • IDC Events
    • Past Event Highlights
    • Sponsorship Opportunities
    • Event Contacts
  • About ICI
    • Mission & History
    • Board & Leadership
    • Membership
    • Annual Reports
    • ICI Education Foundation
    • Business Continuity
    • Careers
    • Contact Us
  • Fund Regulation
    • Advertising
    • Broker-Dealer & Principal Underwriter Issues
    • CFTC Rule 4.5
    • Compliance
    • Derivatives
    • Disclosure
    • Electronic Delivery
    • Enforcement Actions
    • Fees
    • Financial Stability
    • Fixed-Income Securities
    • Investment Advisers
    • International
    • Municipal Securities
    • Privacy
    • Products
    • Risk Management
    • State Issues
    • Valuation
  • Retirement Security
    • Support of a Defined Contribution System
    • Regulatory Activities
    • Legislation
    • International
    • Plan Type
    • State Issues
    • Current Topics
      • Target Date Funds
      • Money Market Funds
      • Fiduciary Definition
      • E-Delivery
      • Lifetime Income
      • Fee Disclosure
  • Trading & Markets
    • Domestic
    • Global
  • Fund Governance
    • Directors & Fund Governance
    • Corporate Governance
  • Taxes
    • FATCA
    • Foreign Tax Issues
    • Information Reporting
    • Legislation
    • State Tax Issues
    • U.S. Taxation of Mutual Funds & Shareholders
    • 529 Plans
  • ICI Comment Letters

Home Policy Priorities Fund Regulation Fees

  • ICI Letter to SEC on SR-NYSE-2020-96 Regarding FINRA Oversight of Processing Fees (pdf)
    Jan 8, 2021
  • ICI Comment Letter Supporting SEC's Proposed Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments (pdf)
    Dec 10, 2019
  • ICI Comment Letter on Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials to Fund Investors (pdf)
    Oct 31, 2018
  • IDC Comment Letter Supporting NYSE Proposal on Fees for Fund Shareholder Report Delivery (pdf)
    Sep 13, 2016
  • ICI Submits Comment Letter to SEC on NYSE Proposed Amendment to Fees for Shareholder Report Delivery (pdf)
    Sep 12, 2016
  • ICI Survey: Flawed Fee System Doubles Costs to Fund Shareholders for Broker Delivery of Fund Reports
    Jul 14, 2016
  • Vermont Blue Sky Fee Increase Effective July 1, 2016 (pdf)
    Jun 1, 2016
  • ICI Submits Statement to Senate on CFTC Fiscal Year 2017 Appropriations Request (pdf)
    May 12, 2016
  • ICI Global Letter on IOSCO Consultation on International Standards on Fees and Expenses of Investment Funds (pdf)
    Sep 25, 2015
  • Institute Comment Letter on Department of Labor Proposed 408(b)(2) Service Provider Disclosures Guide Requirement (pdf)
    Jun 10, 2014
  • Institute Comment Letter to Department of Labor on Proposed 408(b)(2) Focus Group Study (pdf)
    May 13, 2014
  • Investment Company Institute Cost-Benefit Analysis of SEC Rule 12b-1 Reform Proposal (pdf)
    Dec 1, 2010
  • ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf)
    Nov 5, 2010
  • IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)
    Nov 5, 2010
  • IDC Opposes FASB Proposal That Would Cause Transaction Costs To Be Included In a Fund's Expense Ratio (pdf)
    Sep 30, 2010
  • ICI Letter to DOL on Form 5500 (pdf)
    Aug 19, 2010
  • ICI Testimony: Senate Committee on Finance Regarding President's Proposed TARP Fees
    May 4, 2010
  • Channel Anger at Wall Street Pay, Not Fund Fees
    Oct 28, 2009
  • Navigating Intermediary Relationships (pdf)
    Sep 30, 2009
  • IDC Supreme Court Brief in Jones v. Harris (pdf)
    Sep 3, 2009

Quick Links

  •   COVID-19 Resource Center
  • ICI Comment Letters
  • Resource Centers & FAQs
  • Testimony
  • Blog: ICI Viewpoints
top
  • About ICI
  • About IDC
  • About ICI Global
  • Privacy and Cookie Policy
  • Apply for User Account
  • Business Continuity
  • Contact ICI

Copyright © 2021 by the Investment Company Institute