Corporate Governance
- ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements Oct 8, 2009
- IDC Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- ICI Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments Aug 4, 2009
- Broker-Dealers Should Disclose Compensation, Says ICI Aug 3, 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors, April 2009 Apr 2, 2009
- ICI Releases Broad Study of Fund Proxy Votes, July 2008 Jul 10, 2008
- ICI Supports SEC Shareholder Proxy Access Effort Oct 2, 2007
- ICI Endorses Broader Shareholder Access to Proxy, September 2007 Sep 27, 2007
- ICI Testimony Endorses Broader Shareholder Access to Proxy, September 2007 Sep 27, 2007
- SEC Adopts Rules Requiring Online Proxy Materials Aug 2, 2007
- ICI President's Remarks at SEC Roundtable on Broker Proxy Voting, May 2007 May 24, 2007
- ICI Makes Recommendations on Proposal Concerning Internet Availability of Proxy Materials, March 2007 Mar 30, 2007
- ICI Comments on NASD and NYSE Proposals Relating to Research Analyst Conflicts of Interest, March 2007 Mar 7, 2007
- Institute Reiterates Concerns About NYSE Proxy Voting Proposal, February 2007 Feb 28, 2007
- ICI Reiterates Concerns with NASD Deferred Variable Annuity Proposal, July 2006 Jul 19, 2006
- ICI Comment Letter on NASD Business Entertainment Practices Guidance, February 2006 Feb 23, 2006
- ICI Comments on Proposal Allowing Use of Internet to Deliver Proxy Materials, February 2006 Feb 13, 2006
- SEC Approves Bond Fund Volatility Rating Proposal, January 2006 Jan 18, 2006
Directors & Fund Governance
- Navigating Intermediary Relationships (pdf) Oct 1, 2009
- Overview of Fund Governance Practices, 1994-2008 (pdf) Sep 30, 2009
- ICI Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- IDC Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors, April 2009 Apr 2, 2009
- ICI Comments to SEC on Guidance with Respect to Investment Adviser Portfolio Trading Practices, October 2008 Oct 1, 2008
- ICI Releases Broad Study of Fund Proxy Votes, July 2008 Jul 10, 2008
- Oversight of Fund Proxy Voting (pdf) Jul 10, 2008
- Fund Boards Increase Commitment to Shareholders Nov 8, 2007
- Overview of Fund Governance Practices, 1994–2006 (pdf) Nov 7, 2007
- SEC Adopts Rules Requiring Online Proxy Materials Aug 2, 2007
- ICI Comments on SEC Review of 12b-1 Fees Jul 19, 2007
- ICI Makes Recommendations on Proposal Concerning Internet Availability of Proxy Materials, March 2007 Mar 30, 2007
- Institute Reiterates Concerns About NYSE Proxy Voting Proposal, February 2007 Feb 28, 2007
- Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf) Dec 21, 2006
- Comment Letter: ICI's Additional Comments on Fund Governance Rules, August 2006 Aug 21, 2006
- Background: ICI Provides Additional Comment on Amended Fund Governance Proposals, August 2006 Aug 21, 2006
- ICI Members Comment on Impact of Fund Governance Rules on Small Funds, August 2006 Aug 20, 2006
