Corporate Governance
- ICI and IDC Applaud U.S. Court of Appeals Decision to Vacate SEC Proxy Access Rule Jul 22, 2011
- ICI, IDC File Brief in Case Challenging SEC Proxy Access Rules Dec 10, 2010
- Funds Address Changing Mix of Proxy Proposals During Crisis Nov 11, 2010
- ICI Testimony: House Subcommittee on Capital Markets, Insurance, and Government Apr 21, 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf) Apr 7, 2010
- IDC Letter On SEC Proposal To Facilitate Shareholder Director Nominations (pdf) Jan 14, 2010
- ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf) Oct 8, 2009
- IDC Comment Letter on Governance Disclosure Proposal (pdf) Sep 15, 2009
- ICI Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- IDC Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments (pdf) Aug 3, 2009
- Broker-Dealers Should Disclose Compensation, Says ICI Aug 3, 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors Apr 1, 2009
- ICI Releases Broad Study of Fund Proxy Votes Jul 10, 2008
- ICI Supports SEC Shareholder Proxy Access Effort Oct 2, 2007
- ICI Testimony Endorses Broader Shareholder Access to Proxy, September 2007 Sep 27, 2007
- ICI Endorses Broader Shareholder Access to Proxy, September 2007 Sep 27, 2007
- SEC Adopts Rules Requiring Online Proxy Materials Aug 2, 2007
- ICI President's Remarks at SEC Roundtable on Broker Proxy Voting, May 2007 May 24, 2007
Directors & Fund Governance
- ICI Submits Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf) Nov 7, 2011
- Fund Boards Follow Strong Governance Practices to Best Serve Shareholders Oct 19, 2011
- Overview of Fund Governance Practices, 1994-2010 (pdf) Oct 19, 2011
- IDC and ICI Paper Examines Board Oversight of Risk Management Oct 4, 2011
- Fund Board Oversight of Risk Management (pdf) Sep 30, 2011
- ICI and IDC Applaud U.S. Court of Appeals Decision to Vacate SEC Proxy Access Rule Jul 22, 2011
- ICI and IDC Comment Letters on CFTC Proposal to Narrow Rule 4.5 Exclusion for Funds; ICI Congressional Testimony on Rule 4.5 Proposal and Dodd-Frank Implementation (pdf) Apr 12, 2011
- ICI Files Comment Letter with FINRA on FINRA's Disclosure Document Proposal (pdf) Dec 24, 2010
- ICI, IDC File Brief in Case Challenging SEC Proxy Access Rules Dec 10, 2010
- ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf) Nov 5, 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf) Nov 5, 2010
- ICI Testimony: House Subcommittee on Capital Markets, Insurance, and Government Apr 21, 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf) Apr 7, 2010
- Overview of Fund Governance Practices, 1994-2008 (pdf) Sep 30, 2009
- Navigating Intermediary Relationships (pdf) Sep 30, 2009
- IDC Comment Letter on Governance Disclosure Proposal (pdf) Sep 15, 2009
- ICI Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- IDC Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors Apr 1, 2009
