2010
- ICI Files Comment Letter with FINRA on FINRA's Disclosure Document Proposal (pdf) Dec 24, 2010
- ICI Files Comment Letter on SEC Proposed Whistleblower Rules (pdf) Dec 17, 2010
- ICI Comment Letter on BSA-SAR Database Proposed Data Fields (pdf) Dec 14, 2010
- ICI Letter to IRS on Preparer Tax Identification Number ("PTIN") Requirements for Persons Preparing RIC Tax Returns (pdf) Dec 9, 2010
- ICI/IDC File Amici Brief with DC Court of Appeals on Application of Proxy Access Rules to Investment Companies (pdf) Dec 9, 2010
- ICI Letter On CFTC Proposal Restricting Investments Of Customer Funds In Money Market Funds (pdf) Dec 6, 2010
- ICI Submits Supplemental Economic Analysis on the SEC Proposal to Replace Rule 12b-1 With a New Distribution Framework (pdf) Dec 1, 2010
- ICI Comment Letter on Treasury Determination Regarding Status of FX Swaps and Forwards as "Swaps" (pdf) Nov 30, 2010
- ICI Comment Letter on FDIC Orderly Liquidation Proposal (pdf) Nov 18, 2010
- ICI Comment Letter on Proposed Amendments to Form N-PX; Proxy Vote Disclosure on "Say on Pay" and Other Advisory Votes on Executive Compensation (pdf) Nov 18, 2010
- ICI Comment Letter on SEC and CFTC Proposals to Mitigate Conflicts of Interest at Swap Entities (pdf) Nov 17, 2010
- ICI Comment Letter on EC Consultation on the Modernization of European Pension Systems (pdf) Nov 15, 2010
- ICI Comment Letter on SEC Proposals to Enhance Disclosure for Asset-Backed Securities (pdf) Nov 15, 2010
- ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf) Nov 5, 2010
- ICI Letter on FSOC Request for Information on Volcker Rule (pdf) Nov 5, 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf) Nov 5, 2010
- ICI Letter on FSOC Designations of Nonbank Financial Companies for Heightened Supervision and Regulation (pdf) Nov 5, 2010
- ICI Letter Requesting Extension of IRS Guidance for Auction Rate Preferred Stock (pdf) Nov 3, 2010
- ICI Files Comment Letter Supporting Revised FINRA Rule Relating To Settlement Dates on Confirmations (pdf) Oct 26, 2010
- ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf) Oct 26, 2010
- ICI Comment Letter on SEC Concept Release on Proxy System (pdf) Oct 21, 2010
- IDC Comments On SEC's Proxy Voting Concept Release (pdf) Oct 21, 2010
- ICI Letter On NFA Petition To Narrow CFTC Rule 4.5 Exclusion For REGISTERED Investment Companies (pdf) Oct 18, 2010
- ICI Responds to SEC Request for Comment on Application of IFRS to Investment Companies (pdf) Oct 18, 2010
- ICI Letter On FDIC Proposal To Provide Unlimited Insurance For Noninterest-Bearing Transaction Accounts (pdf) Oct 15, 2010
- ICI Requests Guidance on In-Plan Roth Conversions (pdf) Oct 13, 2010
- ICI Comments on UK Remuneration Consultation Paper (pdf) Oct 8, 2010
- Institute Letter Concerning Revised AIFM Directive Text and Ongoing Legislative Negotiations (pdf) Oct 7, 2010
- IDC Opposes FASB Proposal That Would Cause Transaction Costs To Be Included In a Fund's Expense Ratio (pdf) Sep 30, 2010
- ICI Comments on FASB Accounting for Financial Instruments Proposal (pdf) Sep 24, 2010
- ICI Comments on Definitions Related to Regulation of Swaps (pdf) Sep 22, 2010
- ICI Comments on FASB Level 3 Measurement Uncertainty Analysis (pdf) Sep 3, 2010
- ICI Comment Letter on SEC's IA/BD Study (pdf) Aug 30, 2010
- Institute Comment Letter on DOL 408(b)(2) Service Provider Disclosure Interim Final Regulation (pdf) Aug 30, 2010
- ICI Letter to OECD Supporting Project to Improve Tax Relief Procedures for Cross-Border Investors (Trace Group) (pdf) Aug 27, 2010
- ICI Submits Comment Letter on SEC Proposal for Target Date Fund Marketing Materials (pdf) Aug 23, 2010
- ICI Letter to DOL on Form 5500 (pdf) Aug 19, 2010
- ICI Comment Letter on SEC Consolidated Audit Trail Proposal (pdf) Aug 9, 2010
- ICI Comment Letter on SEC Proposal to Modify Asset-Backed Securities Regulation (pdf) Aug 4, 2010
- ICI Letter on Revised Indian Direct Taxes Code Proposal (pdf) Jul 27, 2010
- ICI Letter Regarding SRO Clearly Erroneous Execution Rules (pdf) Jul 23, 2010
- ICI Comment Letter on Expansion of Single Stock Circuit Breakers Pilot Program (pdf) Jul 23, 2010
- ICI Letter to Texas Legislators Urging that Franchise Tax Exemption for Mutual Funds be Maintained (pdf) Jul 16, 2010
- ICI Letter to Treasury and IRS on Reporting Holding Period for Gifted Shares that Previously were Inherited (pdf) Jul 14, 2010
- ICI Follow-Up Submission for SEC Market Structure Roundtable (pdf) Jun 24, 2010
- ICI Comment Letter on SEC Large Trader Reporting Proposal (pdf) Jun 22, 2010
- ICI Recommendations for 2010-2011 Treasury/IRS Guidance Priority List - Retirement Plan Items (pdf) Jun 11, 2010
- Joint Industry Association Letter on AML Programs and Beneficial Ownership Information (pdf) Jun 9, 2010
- ICI Comment Letter on Single Stock Circuit Breakers (pdf) Jun 3, 2010
- Institute Letter on Restoring American Financial Stability Act of 2010 (House) (pdf) Jun 3, 2010
- ICI Submission for SEC Market Structure Roundtable (pdf) Jun 1, 2010
- Institute Submits Additional Comments on Proposed Cost Basis Reporting Requirements (pdf) May 25, 2010
- Institute Letter to Securities and Exchange Board of India Concerning T+0 Margins on Institutional Trades (pdf) May 21, 2010
- ICI Submits Comments to the IRS on Stripping Transactions for Qualified Tax Credit Bonds May 20, 2010
- Institute Letter on U.S. Senate Amendment 3991, Credit Ratings (pdf) May 13, 2010
- ICI Letter to DOL Regarding Transition Issues for Safe Harbor 403(b) Plans (pdf) May 5, 2010
- Institute Comment Letters on DOL Investment Advice Proposal (pdf) May 4, 2010
- ICI Files Comment Letter Supporting IRS TIN-Masking Pilot Program (pdf) May 4, 2010
- ICI Letter Responding to Joint DOL and Treasury Request for Information on Lifetime Income Options (pdf) May 3, 2010
- Institute Letter on Restoring American Financial Stability Act of 2010 (Senate) (pdf) Apr 29, 2010
- ICI Comments on FBAR Proposed Regulations (pdf) Apr 27, 2010
- Comment Letter on MSRB Proposal to Enhance ARS and VRDO Disclosure Apr 23, 2010
- ICI Comment Letter on SEC Concept Release on Equity Market Structure Apr 21, 2010
- ICI Letter on Basel Committee's Proposed Standards Regarding a Global Framework for Banks' Liquidity Risk Management (pdf) Apr 16, 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf) Apr 7, 2010
- ICI Comment Letter on SEC Proposal Relating to Market Access Arrangements (pdf) Mar 29, 2010
- ICI Files Letter With FINRA Supporting Greater Flexibility in Maintaining FINRA Registrations (pdf) Feb 24, 2010
- ICI Comment Letter on SEC Proposal Relating to Dark Pools and Other Non-Public Trading Interest (pdf) Feb 22, 2010
- ICI Comment Letter on IOSCO Point of Sale Disclosure Consultation Report (pdf) Feb 9, 2010
- Institute Comment Letter on Proposed Cost Basis Reporting Regulations (pdf) Feb 8, 2010
- ICI Files Letter on SEC Proposal to Add Additional Requirements on Credit Rating Agencies (pdf) Feb 2, 2010
- IDC Letter On SEC Proposal To Facilitate Shareholder Director Nominations (pdf) Jan 14, 2010
- Second ICI Letter on EU Commission Proposal for a Directive on Alternative Investment Fund Managers (pdf) Jan 8, 2010
- ICI Comment Letter on FASB Proposal to Defer Adviser Consolidation of Funds Advised (pdf) Jan 6, 2010
