2007
- Institute Comment Letter On SEC Proposal To Mandate EDGAR Filing of Exemptive Applications (pdf) Dec 14, 2007
- ICI Letter to DOL Requesting Clarification of QDIA Regulation (pdf) Dec 13, 2007
- Institute Letter to DOL on Investment Advice (pdf) Dec 12, 2007
- Institute Submission to Treasury Regarding Review of the Regulatory Structure Associated with Financial Institutions (pdf) Dec 7, 2007
- ICI Letter Supports, With Critical Amendments, Cost-Basis Reporting Legislation, December 2007 Dec 7, 2007
- ICI Letter to Senate Leaders Urges Extension of Foreign Withholding Tax Exemption, December 2007 Dec 7, 2007
- ICI Letter to House Leaders Urges Extension of Foreign Withholding Tax Exemption, December 2007 Dec 7, 2007
- ICI Comment Letter On SEC Concept Release on Financial Statements Prepared Under IFRS (pdf) Nov 13, 2007
- ICI Urges House Leaders to Advance Tax Legislation Concerning Exchange-Traded Notes (pdf), November 2007 Nov 1, 2007
- ICI Letters Regarding Michigan Services Tax (pdf) Oct 24, 2007
- ICI Comment Letter Regarding California's Proposed Withholding Regulation (pdf) Oct 19, 2007
- ICI Comment Letter on Proposed Canadian Point of Sale Disclosure Requirements (pdf) Oct 15, 2007
- Institute Comment Letter on SEC Proposal to Amend Regulation D (pdf) Oct 9, 2007
- Institute Testimony And Comment Letter On SEC Proposals Regarding Shareholder Access (pdf) Oct 2, 2007
- Letter Calls for Enactment of Tax "Flow-Through" Legislation, September 2007 Sep 21, 2007
- ICI Letter Urges Changes to Tax Reporting Legislation, September 2007 Sep 21, 2007
- ICI Letter to Treasury Requesting Guidance and Extension under 403(b) (pdf) Sep 12, 2007
- ICI Comment Letter on the European Commission's Third Consultation on Shareholders' Voting Rights (pdf) Jul 27, 2007
- Joint Trade Association Submission to DOL on Participant Disclosure (pdf) Jul 24, 2007
- Institute Response to DOL Request for Information on Disclosure of Fees in Participant Directed Plans (pdf) Jul 20, 2007
- ICI Comment Letter on Rule 12b-1 (pdf) Jul 19, 2007
- Institute Comment Letter on NASD/NYSE Proposed Guidance Relating to the Supervision of E-Communications (pdf) Jul 12, 2007
- ICI Comment Letter on the European Commission's Call for Evidence on Private Placement Regimes in the EU (pdf) Jun 29, 2007
- ICI Files Letter Supporting Modified Audit Opinion That Would Enable Money Market Funds to Omit Portfolio Holdings From Shareholder Reports (pdf) Jun 25, 2007
- Institute Comment Letter on Amendments to SEC's Financial Responsibility Rules for Broker-Dealers (pdf) Jun 18, 2007
- ICI Comment Letter on the European Commission's Consultation on Proposed Adjustments to the UCITS Directive (pdf) Jun 15, 2007
- Institute Comment Letter on New Jersey's Proposed Consumer Breach and Computer Security System Rules (pdf) Jun 14, 2007
- Institute's Proposal to Amend Rule 19a-1 Under the Investment Company Act (pdf) Jun 13, 2007
- Institute Letter on NASD and NYSE Proposals Relating to Business Entertainment Expenses (pdf) Jun 11, 2007
- Institute Recommendations for 2007-2008 Treasury/IRS Guidance Priority List (pdf) May 31, 2007
- Institute Letter to OMB Supporting Department of Labor Proposal on Default Investments (pdf) May 31, 2007
- Model Privacy Form Proposal Garners ICI Support, Recommendations, June 2007 May 29, 2007
- SEC Form S-P: Model Privacy Form (pdf) May 27, 2007
- ICI Letter Urges Rhode Island General Assembly to Revise Captive REIT/RIC Legislation (pdf) May 23, 2007
- ICI Letter to the Committee of European Securities Regulators on a Proposed Replacement for the UCITS Simplified Prospectus (pdf) May 22, 2007
- Letter Supports Legislative Measure on American Financial Services Competitiveness, April 2007 Apr 24, 2007
- Institute Comment Letter Concerning DOL Interim Final Regulation on Cross Trades for ERISA Plans (pdf) Apr 13, 2007
- ICI Comment Letter on FASB Invitation to Comment on Development of Valuation Guidance for Financial Reporting (pdf) Apr 13, 2007
- ICI Comment Letter on SEC Proposal to Require Issuers to Make Proxy Materials Available on the Internet (pdf) Mar 30, 2007
- Institute Comment Letter to IRS on Employer Stock Diversification Requirements (pdf) Mar 19, 2007
- ICI Comment Letter on IOSCO Consultation on Soft Commissions (pdf) Mar 15, 2007
- ICI Comments on SEC Proposal to Extend Interactive Data Voluntary Reporting Program to Include Mutual Fund Risk/Return Summary Information (pdf) Mar 14, 2007
- Institute Comment Letter on SEC Proposal to Implement the Credit Rating Agency Reform Act (pdf) Mar 12, 2007
- Institute Comment Letter on Proposed Investment Adviser Antifraud Rules and New Category of Accredited Investor (pdf) Mar 9, 2007
- Institute Letter on NASD and NYSE Proposals Relating to Research Analyst Conflicts of Interest (pdf) Mar 5, 2007
- Comment Letter on Economic Papers Relating to Fund Governance (pdf) Mar 2, 2007
- Institute Comment Letter on PCAOB Proposal Relating to Audits of Internal Control Over Financial Reporting (pdf) Feb 26, 2007
- Institute Submits Letter Supporting Federal Conformity Legislation in Illinois Feb 22, 2007
- Institute Reiterates Concerns About NYSE Proxy Voting Proposal, February 2007 Feb 22, 2007
- ICI Letter Concerning NYSE Proxy Voting Proposal, February 2007 Feb 20, 2007
- Joint Letter Backing Senate Resolution on U.S. Market Competitiveness, February 2007 Feb 14, 2007
- Institute Letter on SEC Rule Proposals Relating to Short Selling (pdf) Feb 12, 2007
- ICI Encourages Other Associations to Alert Their Members to the April 16th Compliance Date for the Redemption Fee Rule (pdf) Feb 9, 2007
- ICI Comment Letter to the Committee of European Securities Regulators on Inducements Under MiFID (pdf) Feb 9, 2007
- Submission to U.S. Chamber of Commerce Commission, February 2007 Feb 7, 2007
- Institute Comment Letter on Investment Advice to IRAs (pdf) Jan 30, 2007
- Submission to U.S. Chamber of Commerce Commission, February 2007 Jan 26, 2007
