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2006
2006
- Institute Letter to Committee on Capital Markets Regulation (pdf)
Nov 20, 2006
- Institute Comment Letter on Proposed Regulation Concerning Qualified Default Investment Alternatives (pdf)
Nov 13, 2006
- Institute Comment Letter on SEC Proposal to Require Electronic Filing of Transfer Agent Forms (pdf)
Oct 26, 2006
- ICI Comment Letter on SEC Compensation Disclosure Proposal (pdf)
Oct 23, 2006
- ICI Comment Letter on Proposed Canadian Soft Dollar Regulations (pdf)
Oct 19, 2006
- Institute Letter on IOSCO's Report on the Role of Independent Oversight in Fund Governance (pdf)
Oct 12, 2006
- Institute Comment Letter on IRS Form 8888 (pdf)
Sep 25, 2006
- Final ICI Comment Letter on MSRB Proposed Amendments to Advertising Rule (pdf)
Sep 22, 2006
- Institute Comment Letter to Department of Labor on Proposed Form 5500 Changes (pdf)
Sep 19, 2006
- Institute Comment Letter to MSRB on "Access Equals Delivery" Standard for Official Statements (pdf)
Sep 14, 2006
- ICI Comment Letter on Revised Soft Dollar Guidance (pdf)
Sep 7, 2006
- Institute Letter to Treasury on Split Refund Project; IRS Releases Draft Form 8888 (pdf)
Aug 25, 2006
- Comment Letter: ICI's Additional Comments on Fund Governance Rules (pdf)
Aug 21, 2006
- ICI Members Comment on Impact of Fund Governance Rules on Small Funds (pdf)
Aug 21, 2006
- ICI Letter on Compliance Tool for 401(k) Sponsors (pdf)
Jul 31, 2006
- Letter on Issues of Concern for Institutional Investors in India (pdf)
Jul 31, 2006
- Letter Supporting Legislation Concerning Credit Rating Agencies (pdf)
Jul 31, 2006
- ICI Comments on NYSE Proposal to Require Listed Companies to Make Annual Reports Available Online (pdf)
Jul 20, 2006
- ICI Comments on NASD's Deferred Variable Annuity Proposal (pdf)
Jul 19, 2006
- ICI Comment Letter on NYSE Proxy Working Group Report (pdf)
Jul 18, 2006
- ICI Comments on NYSE Proxy Working Group Report, July 2006
Jul 18, 2006
- Letter Supporting Legislation Concerning Credit Rating Agencies (pdf)
Jun 13, 2006
- ICI Comments on MSRB's Revised 529 Plan Sales Guidance (pdf)
May 22, 2006
- ICI Comments Roth Account Distributions (pdf)
Apr 26, 2006
- ICI Comments on Executive, Director Compensation Proposal (pdf)
Apr 10, 2006
- ICI Comments on Proposed Amendments to Redemption Fee Rule (pdf)
Apr 10, 2006
- ICI Comments on Proposed AML Rule on "Enhanced Due Diligence" for Certain Types of Foreign Banks (pdf)
Mar 6, 2006
- Institute Letter on NASD Proposal Relating to Business Entertainment Expenses (pdf)
Feb 23, 2006
- ICI Comment Letter on SEC Proposal Regarding Internet Availability of Proxy Materials (pdf)
Feb 13, 2006
- ICI Letter to Treasury on Anti-Money Laundering Rule (pdf)
Feb 3, 2006
- Institute Submits Letters Supporting Federal Conformity Legislation in Alabama and Pennsylvania (pdf)
Jan 31, 2006
- ICI's, Financial Industry Associations' Comment Letter on Labor Department Proposal (pdf)
Jan 26, 2006
- ICI Comment Letter on U.K. Soft Dollar Proposal (pdf)
Jan 5, 2006
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