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2004
2004
- ICI Letter to Labor Department on Improved Retirement Plan Disclosure (pdf)
Dec 20, 2004
- ICI Comment Letter in Support of EU Efforts to Enhance Investors' Voting Rights (pdf)
Dec 15, 2004
- ICI Comment Letter to Committee of European Securities Regulators (pdf)
Dec 7, 2004
- ICI Comments on NASD Proposal to Prohibit Directed Brokerage Practices (pdf)
Nov 24, 2004
- ICI Comment Letter to U.S. Trade Representatives (pdf)
Nov 10, 2004
- ICI Comments on SEC-Proposed Filing Enhancements (pdf)
Nov 1, 2004
- ICI Comments on Proper Disposal of Consumer Information (pdf)
Oct 20, 2004
- Institute Comments on NYSE Hybrid Market Proposal, September 2004
Sep 22, 2004
- Comment Letter on SEC Proposal to Exclude Certain Broker-Dealers from the Advisers Act (pdf)
Sep 22, 2004
- ICI Letter on Fund Performance Advertising Proposal (pdf)
Sep 17, 2004
- ICI Comments on Registration of Hedge Fund Advisers (pdf)
Sep 15, 2004
- ICI Comments on MSRB Advertising, 529 Plan Disclosure Proposals (pdf)
Sep 10, 2004
- Comment Letter on Proposed Fair Value Requirements (pdf)
Sep 7, 2004
- ICI Comments on Directors' Independence (pdf)
Aug 25, 2004
- ICI Comments on SEC's Proposed Regulation S-AM, August 2004
Aug 13, 2004
- ICI Comments on SEC's Proposed Regulation S-AM (pdf)
Aug 13, 2004
- ICI Comments on Clearing and Settlement Systems Among EU Member States (pdf)
Jul 30, 2004
- ICI Comment Letter on Measures to Implement Transparency Directive Across the EU (pdf)
Jul 28, 2004
- Comment Letter on MSRB Non-Cash Compensation Proposal, July 2004
Jul 22, 2004
- ICI Comments on Asset-Backed Securities Proposal, July 2004
Jul 12, 2004
- ICI Supports House Retirement Savings Account Legislation, July 2004
Jul 1, 2004
- ICI Comments on Regulation NMS, June 2004
Jun 30, 2004
- ICI Comments on FASB Stock Option Proposal, June 2004
Jun 30, 2004
- ICI Comments on Efforts to Improve Clearance and Settlement System in U.S. Securities Markets, June 2004
Jun 18, 2004
- Institute Supports Legislation Enhancing U.S. Funds' International Competitiveness, June 2004
Jun 9, 2004
- ICI Supports Proposed Changes to SRO's Procedures for Filing Rule Changes, June 2004
Jun 4, 2004
- Comment Letter on EU Proposal on Independent Directors' Responsibilities, May 2004
May 26, 2004
- Comment Letter on Proposed Changes to EDGAR System (pdf)
May 24, 2004
- Comment Letter on Benefits Provided Through 12b-1 Fees, May 2004
May 24, 2004
- ICI Comments on Portfolio Manager Compensation Disclosure (pdf)
May 20, 2004
- ICI Comments on Portfolio Manager Compensation Disclosure, May 2004
May 20, 2004
- ICI Comments on SEC Proposal to Eliminate Directed Brokerage Arrangements and Reform of Rule 12b-1 (pdf)
May 10, 2004
- ICI Comments on Mandatory Redemption Fees for Redeemable Securities (pdf)
May 7, 2004
- Letter Seeking Guidance on Fund, Education Savings, and Retirement Security Issues (pdf)
Apr 30, 2004
- ICI Comments on Proposal to Require Disclosure of Advisory Contracts (pdf)
Apr 26, 2004
- ICI Supports Passage of Financial Literacy Legislation, April 2004
Apr 21, 2004
- Comment Letter on Proposed Changes to NYSE's XPress System, April 2004
Apr 8, 2004
- ICI Comments on Proposed Automatic IRA Rollover Regulations (pdf)
Apr 1, 2004
- ICI Supports Audit Committee Meeting Proposal (pdf)
Mar 31, 2004
- ICI Comments on Proposed Investment Adviser Codes of Ethics (pdf)
Mar 15, 2004
- ICI Comment Letter on Indian Regulations Governing Institutional Investors, March 2004
Mar 12, 2004
- ICI Comments on SEC's Fund Governance Proposal (pdf)
Mar 10, 2004
- Institute Comments on SEC Measures to Improve Disclosure of Mutual Fund Transaction Costs (pdf)
Feb 23, 2004
- ICI Urges Congressional Support for Bush Budget Plan to Bolster SEC Funding, February 2004
Feb 12, 2004
- ICI Comments on Enhanced Breakpoint Disclosure Requirements (pdf)
Feb 5, 2004
- ICI Comments on SEC Fund Pricing Proposal (pdf)
Feb 5, 2004
- ICI Comments on Market Timing, Selective Disclosure Proposal (pdf)
Feb 5, 2004
- ICI Comments on New Chief Compliance Officer Rule (pdf)
Feb 5, 2004
- ICI Letter on NASD Fund Performance Advertising Proposal (pdf)
Jan 23, 2004
- ICI Letter to Labor Department (pdf)
Jan 21, 2004
- ICI Comments on Efforts to Curb Short-Selling Abuses (pdf)
Jan 5, 2004
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