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Comment Letters
- Joint ICI/ICI Global Letters on International Tax Issues (pdf)
Jan 20, 2012
- ICI Letter to Bombay Stock Exchange on Data Provided to Indian Tax Authority (pdf)
Jan 18, 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)
Jan 18, 2012
- ICI Letter on FSOC Proposal Regarding "SIFI" Designations (pdf)
Dec 19, 2011
- Institute Letter to Department of Labor on Issuance of 408(b)(2) Final Regulation (pdf)
Dec 17, 2011
- ICI Comment Letter to Treasury, IRS on Proposed NPC Rules (pdf)
Dec 15, 2011
- IDC and ICI Oppose Mandatory Audit Firm Rotation (pdf)
Dec 14, 2011
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Dec 7, 2011
- ICI Files Comment Letter on SEC Notice of Proposed Rulemaking on Treatment of Asset-Backed Issuers (pdf)
Nov 7, 2011
- ICI Submits Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
Nov 7, 2011
- ICI Files Comment Letter on CFTC Swap Implementation Schedules (pdf)
Nov 4, 2011
- ICI Letter on Retrospective Review Of SEC Regulations (pdf)
Oct 6, 2011
- ICI Files Comment Letter on ABS Shelf Re-Proposal (pdf)
Oct 4, 2011
- ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf)
Oct 3, 2011
- ICI Comment Letter on PCAOB Concept Release on Changes to Auditor's Reporting Model (pdf)
Sep 30, 2011
- ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf)
Sep 30, 2011
- ICI Letter on Customer Clearing Documentation for Swaps (pdf)
Sep 30, 2011
- ICI Letter on ESMA'S Advice on Implementing Measures of the AIFM Directive in Relation to Supervision and Third Countries (pdf)
Sep 23, 2011
- ICI/Coalition Letter Opposing Financial Transaction Tax (pdf)
Sep 22, 2011
- ICI Letter on the FATF Consultation on Review of the Standards (Second Public Consultation) (pdf)
Sep 16, 2011
- ICI Letter on ESMA's Technical Advice on Possible Implementing Measures of the AIFMD (pdf)
Sep 13, 2011
- ICI Letter to Assist in SEC Study on Assigned Credit Ratings for Structured Finance Products (pdf)
Sep 13, 2011
- ICI Submits Comment Letter on Collective Action Clauses for Euro Zone Sovereign Debt (pdf)
Sep 12, 2011
- ICI Statement on International Tax Reform (pdf)
Sep 8, 2011
- Joint Letter Regarding Status of Tax-Exemption for Municipal Bonds (pdf)
Sep 6, 2011
Additional comment letters are available on the Comment Letter archive page.
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