Home Industry Operations Operations, Transfer Agent Servicing, and Recordkeeping Identity Theft, Red Flag Rules & Privacy
- Focus on Funds: Elder Abuse and Exploitation a Growing Industry Concern
Jan 5, 2018
- ICI Files Comment Letter with Department of Commerce Discussing Importance of Mutual Funds' Access to the Death Master File (pdf)
Mar 31, 2014
- ICI Files Comment Letter with SEC on FINRA's Proposed Consolidated Supervisory Rules (pdf)
Jul 29, 2013
- ICI Letter on CFTC's Proposal to Enhance Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (pdf)
Jan 14, 2013
- ICI Files Comment Letter with SEC on Proposed "Red Flag" Identity Theft Rules (pdf)
May 1, 2012
- Rulemaking Must Reflect Realities of Funds’ Access to Shareholder InformationApr 30, 2012
- ICI Letter to IRS regarding Web Posting of Form 8937 (pdf)
Apr 24, 2012
- ICI and ICI Global Joint Response to MiFID Questionnaire (pdf)
Feb 3, 2012
- ICI Written Statement to ERISA Advisory Council on Privacy and Security Issues (pdf)
Sep 1, 2011
- ICI Files Comment Letter Supporting IRS TIN Masking Pilot Program (pdf)
Jul 29, 2011
