To comply with changing international privacy requirements, ICI informs its visitors that we use cookies on our web site. ICI only uses cookies to allow subscribers and members to more easily use our site and to record site utilization. No personal or private information is gathered or stored. More details, including how to disable cookies, can be found on our privacy and cookie policy page. If you disable cookies, you will see this message on future visits to our site. Please click the enable button to consent to accepting cookies.
  • ICI Global
  • Independent Director's Council
Sign In  |  Forgot Password?
Advanced | Tips
  • Home
  • Policy Priorities
    • Fund Regulation
    • Retirement Security
    • Trading & Markets
    • Fund Governance
    • Taxes
    • ICI Comment Letters
  • Research & Statistics
    • Industry Research
    • Investor Research
    • Retirement Research
    • Statistics
  • Government Affairs
    • Financial Services
    • Retirement Security
    • Tax
    • Testimony
  • Industry Operations
    • Fund Accounting, Financial Reporting, and Valuation
    • Fund Distribution, Fund Clearance, and Settlement
    • Operations, Transfer Agent Servicing, and Recordkeeping
    • Portfolio Security Operations
    • Resource Centers
    • Technology, Business Continuity, and Information Security
  • News & Media
    • Media Contacts
    • News Releases
    • Blog: ICI Viewpoints
    • Speeches & Commentaries
    • Opinions & Responses
    • Videos
  • Publications & Resources
    • Resource Centers
    • Frequently Asked Questions
    • Fact Books
    • Research Publications
    • White Papers
    • Annual Reports
    • Service Directory
  • Events
    • ICI Events
    • ICI Global Events
    • IDC Events
    • Past Event Highlights
    • Sponsorship Opportunities
    • Event Contacts
  • About ICI
    • Mission & History
    • Board & Leadership
    • Membership
    • Annual Reports
    • ICI Education Foundation
    • Business Continuity
    • Careers
    • Contact Us
  • Fund Accounting, Financial Reporting, and Valuation
  • Fund Distribution, Fund Clearance, and Settlement
  • Operations, Transfer Agent Servicing, and Recordkeeping
  • Portfolio Security Operations
  • Resource Centers
  • Technology, Business Continuity, and Information Security

Home Industry Operations Operations, Transfer Agent Servicing, and Recordkeeping Identity Theft, Red Flag Rules & Privacy

  • Focus on Funds: Elder Abuse and Exploitation a Growing Industry Concern
    Jan 5, 2018
  • ICI Files Comment Letter with Department of Commerce Discussing Importance of Mutual Funds' Access to the Death Master File (pdf)
    Mar 31, 2014
  • ICI Files Comment Letter with SEC on FINRA's Proposed Consolidated Supervisory Rules (pdf)
    Jul 29, 2013
  • ICI Letter on CFTC's Proposal to Enhance Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (pdf)
    Jan 14, 2013
  • ICI Files Comment Letter with SEC on Proposed "Red Flag" Identity Theft Rules (pdf)
    May 1, 2012
  • Rulemaking Must Reflect Realities of Funds’ Access to Shareholder Information
    Apr 30, 2012
  • ICI Letter to IRS regarding Web Posting of Form 8937 (pdf)
    Apr 24, 2012
  • ICI and ICI Global Joint Response to MiFID Questionnaire (pdf)
    Feb 3, 2012
  • ICI Written Statement to ERISA Advisory Council on Privacy and Security Issues (pdf)
    Sep 1, 2011
  • ICI Files Comment Letter Supporting IRS TIN Masking Pilot Program (pdf)
    Jul 29, 2011
top
  • About ICI
  • About IDC
  • About ICI Global
  • Privacy and Cookie Policy
  • Apply for User Account
  • Business Continuity
  • Contact ICI

Copyright © 2019 by the Investment Company Institute