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This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.
Derivatives
- ICI Viewpoints: For Funds’ Use of Derivatives, a Promising New Regulatory Framework (pdf)
Apr 22, 2020
- IDC Comment Letter on Derivatives Proposal (pdf)
Apr 20, 2020
- Comment Letter on SEC Proposed Derivatives Rule 18f-4 (pdf)
Apr 20, 2020
- ICI Joins Letter to CFTC and US Prudential Regulators Advocating for Broader Use of MMFs as Collateral for Uncleared Derivatives (pdf)
Aug 1, 2019
- ICI Global Comment Letter on SFC Proposed Derivatives Amendments in the Code on Unit Trusts and Mutual Funds (pdf)
Aug 27, 2018
Portfolio Securities Clearance and Settlement
Trading and Markets (Domestic)
