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This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.
Derivatives
- ICI Applauds SEC’s Final Derivatives Rule
Oct 28, 2020
- ICI Viewpoints: For Funds’ Use of Derivatives, a Promising New Regulatory Framework (pdf)
Apr 22, 2020
- IDC Comment Letter on Derivatives Proposal (pdf)
Apr 20, 2020
- Comment Letter on SEC Proposed Derivatives Rule 18f-4 (pdf)
Apr 20, 2020
- ICI Joins Letter to CFTC and US Prudential Regulators Advocating for Broader Use of MMFs as Collateral for Uncleared Derivatives (pdf)
Aug 1, 2019
Portfolio Securities Clearance and Settlement
Trading and Markets (Domestic)
- Focus on Funds: New Report Makes Sense of March Market Turmoil
Oct 30, 2020
- Focus on Funds: How 401(k) Investors React to Market Ups and Downs
Mar 20, 2020
- ICI: “Vitally Important" That Financial Markets Remain Open
Mar 19, 2020
- Focus on Funds: Amid Volatile Markets, Fund Investors Stay the Course
Mar 13, 2020
- Focus on Funds: 2019 Fund Investment Trends
Oct 25, 2019
