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This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.
Derivatives
- ICI Joins Letter to CFTC and US Prudential Regulators Advocating for Broader Use of MMFs as Collateral for Uncleared Derivatives (pdf)
Aug 1, 2019
- ICI Global Comment Letter on SFC Proposed Derivatives Amendments in the Code on Unit Trusts and Mutual Funds (pdf)
Aug 27, 2018
- ICI Submits Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks (pdf)
May 23, 2018
- ICI Global Comment Letter on European Commission Proposal to Amend Derivatives Rules (pdf)
Jul 18, 2017
- Focus on Funds: Today’s Funds Need Modern Portfolio Management Rules
May 19, 2017
Portfolio Securities Clearance and Settlement
Trading and Markets (Domestic)
