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This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.
Derivatives
- ICI Submits Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks (pdf)
May 23, 2018
- Focus on Funds: Today’s Funds Need Modern Portfolio Management Rules
May 19, 2017
- Focus on Funds: ICI Outlines Measures to Enhance Economic Growth
May 12, 2017
- ICI Submits Comment Letter on Proposed CFTC Capital Rules for Swap Dealers and Major Swap Participants (pdf)
Mar 29, 2017
- ICI Global with Other Trades Request that European Regulators Delay the March 1 Variation Margin Compliance Date for Uncleared Derivatives (pdf)
Feb 7, 2017
Portfolio Securities Clearance and Settlement
Trading and Markets (Domestic)
- Focus on Funds: General Membership Meeting Takes on the Biggest Industry Trends
Jun 1, 2018
- ICI Submits Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks (pdf)
May 23, 2018
- Focus on Funds: Divergent Views Appearing Between American and European Regulators
May 11, 2018
- Focus on Funds: Bond Fund Flows Remain Strong Despite Rising Interest Rates
Feb 9, 2018
- Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
Dec 15, 2017
