Home Industry Operations Portfolio Security Operations
This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.
Derivatives
- ICI Global Comment Letter on SFC Proposed Derivatives Amendments in the Code on Unit Trusts and Mutual Funds (pdf)
Aug 27, 2018
- ICI Submits Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks (pdf)
May 23, 2018
- ICI Global Comment Letter on European Commission Proposal to Amend Derivatives Rules (pdf)
Jul 18, 2017
- Focus on Funds: Today’s Funds Need Modern Portfolio Management Rules
May 19, 2017
- Focus on Funds: ICI Outlines Measures to Enhance Economic Growth
May 12, 2017
Portfolio Securities Clearance and Settlement
Trading and Markets (Domestic)
- ICI Submits Comment Letter on Limit Up-Limit Down Plan Amendment (pdf)
Jan 16, 2019
- All Fund Management Is Active
Nov 30, 2018
- Focus on Funds: General Membership Meeting Takes on the Biggest Industry Trends
Jun 1, 2018
- ICI Submits Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks (pdf)
May 23, 2018
- Focus on Funds: Divergent Views Appearing Between American and European Regulators
May 11, 2018
