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IDC WEBINAR SERIES

Deeper Dive: Derivatives
Fund Operations and Regulatory Considerations
July 16, 2015

IDC is pleased to present the Deeper Dive Webinar Series, offering educational webinars for fund directors covering various subjects at a more in-depth level. 

The first subject, which was covered in two webinar sessions, is derivatives. The first session, held on June 22, 2015, discussed how derivatives are used to implement investment strategies; the second, held on July 16, 2015, focused on operational and regulatory implications for funds.

Attendees were encouraged to review IDC’s paper, Board Oversight of Derivatives, prior to the webinars.

MATERIALS

HIGHLIGHTS

  • Valuation
  • Accounting and financial reporting
  • Disclosure
  • Senior security and asset segregation
  • Issuer exposure
  • Custody and collateral
  • Organizational responsibilities and coordination
  • Processing and documenting transactions

FEATURED SPEAKERS

  • Susan B. Kerley, Moderator
    Independent Director
    MainStay Funds
    Legg Mason Partners Fixed Income Board
  • Joseph Allessie
    Chief Compliance Officer
    UBS Global Asset Management (Americas) Inc.
  • Alison M. Fuller
    Partner
    Stradley Ronon Stevens & Young, LLP

This webinar was closed to the media.