The Evolving Collateral Management Landscape: Challenges and Considerations
July 11, 2017

Are You Ready to Navigate the Evolving Collateral Management Landscape?

On July 11, ICI held the first webinar in a series on the challenging landscape for collateral management and derivatives operations.

Designed for operations and legal professionals in the asset management industry, this initial webinar explored:

  • How the regulatory environment—including clearing mandates, capital changes, uncleared margin rules, FINRA 4210, and MiFID II—is driving operational and liquidity management changes
  • Operations and processing challenges and the need for straight-through processing (STP)
  • Liquidity management and “just in time” collateral data
  • Processing challenges and documentation resource constraints
  • Best practices to benefit over-the-counter bilateral margin and collateral management



Amy Caruso

Amy Caruso
DTCC-Euroclear GlobalCollateral

Ky Dong Ky Dong
Senior Specialist for Complex Securities
Franklin Templeton
Aundrea Jarvis Aundrea Jarvis
Vice President, Trade Management Department Manager
Brown Brothers Harriman & Co.
Matt Sweeney Matt Sweeney
Director of Investment Operations

This webinar was closed to regulators and the media.