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2018 Securities Law Developments Conference
October 25, 2018

2018 has been an extremely busy year for the SEC, between adopting new rules and regulations and issuing proposals on topics including ETFs, disclosure, and standards of conduct—and 2019 is expected to be no different. Understanding these significant regulatory developments is crucial, and on October 25 in Washington, DC, participants had the chance to learn exactly what these proposals mean.

FEATURED SPEAKERS

Dalia Blass Scott Bauguess

Dalia Blass
Morning Keynote Speaker
Director
Division of Investment Management
US Securities and Exchange Commission

Scott Bauguess
Luncheon Keynote Speaker
Deputy Chief Economist and Deputy Director
Division of Economic and Risk Analysis
US Securities and Exchange Commission

PROGRAM HIGHLIGHTS

This informative one-day conference gave participants the opportunity to:

  • Gain insight into current and future securities law regulatory developments from senior SEC staff members
  • Learn about the SEC’s ETF and disclosure proposals
  • Understand what the SEC’s proposed standards of conduct rulemaking means for your firm
  • Stay up to date on OCIE and enforcement developments
  • Network with your peers and colleagues

THANK YOU TO OUR SPONSORS